-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EItayK5ES9qrAlYU8VCULgXprYKrYYMNOUGJNiNa/hxOFpGe9mGrqJ6I2P55qrJE WgI906+yTum/4OpAXg5tLg== 0001179110-04-021455.txt : 20041116 0001179110-04-021455.hdr.sgml : 20041116 20041116135513 ACCESSION NUMBER: 0001179110-04-021455 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041115 FILED AS OF DATE: 20041116 DATE AS OF CHANGE: 20041116 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHWEST WATER CO CENTRAL INDEX KEY: 0000092472 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 951840947 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 225 N BARRANCA AVE STREET 2: STE 200 CITY: WEST COVINA STATE: CA ZIP: 91791-1605 BUSINESS PHONE: 6269151551 MAIL ADDRESS: STREET 1: 225 N BARRANCA AVENUE STREET 2: SUITE 200 CITY: WEST COVINA STATE: CA ZIP: 91791-1605 FORMER COMPANY: FORMER CONFORMED NAME: SUBURBAN WATER SYSTEMS DATE OF NAME CHANGE: 19751202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GARNIER ANTON C CENTRAL INDEX KEY: 0000937852 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08176 FILM NUMBER: 041148966 BUSINESS ADDRESS: STREET 1: 225 N BARRANCA AAVE SUITE 200 CITY: WEST COVINA STATE: CA ZIP: 91791 BUSINESS PHONE: 8189151551 MAIL ADDRESS: STREET 1: 225 N BARRANCA AVE SUITE 200 CITY: WEST COVINA STATE: CA ZIP: 91791 4 1 edgar.xml FORM 4 - X0202 4 2004-11-15 0 0000092472 SOUTHWEST WATER CO SWWC 0000937852 GARNIER ANTON C 624 SOUTH GRAND AVENUE SUITE 2900 LOS ANGELES CA 90017 1 1 0 0 CEO Common Stock 2004-11-15 4 S 0 352 12.87 D 337059 D Common Stock 2004-11-15 4 S 0 100 12.88 D 336959 D Common Stock 2004-11-15 4 S 0 548 12.90 D 336411 D Common Stock 2004-11-15 4 S 0 400 12.91 D 336011 D These shares are held in a joint trust for the benefit of the person's family: Anton C. Garnier Family Trust. The sales reported in this Form 4 were effected pursuant to Rule 10 (b)(5)-1 trading plan adopted by the reporting person on May 20, 2004. 337,059 shares were owned by Mr. and Mrs. Garnier as trustees of a revocable trust for their benefit. Also included in Mr. Garnier's beneficial ownership are 22,049 common shares representing Mr. Garnier's interest in a corporation in which Mr. Garnier is a director and a stockholder. 336,959 shares were owned by Mr. and Mrs. Garnier as trustees of a revocable trust for their benefit. Also included in Mr. Garnier's beneficial ownership are 22,049 common shares representing Mr. Garnier's interest in a corporation in which Mr. Garnier is a director and a stockholder. 336,411 shares were owned by Mr. and Mrs. Garnier as trustees of a revocable trust for their benefit. Also included in Mr. Garnier's beneficial ownership are 22,049 common shares representing Mr. Garnier's interest in a corporation in which Mr. Garnier is a director and a stockholder. 336,011 shares were owned by Mr. and Mrs. Garnier as trustees of a revocable trust for their benefit. Also included in Mr. Garnier's beneficial ownership are 22,049 common shares representing Mr. Garnier's interest in a corporation in which Mr. Garnier is a director and a stockholder. Anton C. Garnier 2004-11-16 -----END PRIVACY-ENHANCED MESSAGE-----