-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Mjs8a85tXS9Nuqp5n+UHvvSg8j4d17VzBD3wDqBrZwnrDyJ4jZAnooc3rAOp/GMN Ot3XQLMe8sDmjb572TX8bQ== 0001179110-04-010621.txt : 20040517 0001179110-04-010621.hdr.sgml : 20040517 20040517131425 ACCESSION NUMBER: 0001179110-04-010621 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040513 FILED AS OF DATE: 20040517 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHWEST WATER CO CENTRAL INDEX KEY: 0000092472 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 951840947 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 225 N BARRANCA AVE STREET 2: STE 200 CITY: WEST COVINA STATE: CA ZIP: 91791-1605 BUSINESS PHONE: 6269151551 MAIL ADDRESS: STREET 1: 225 N BARRANCA AVENUE STREET 2: SUITE 200 CITY: WEST COVINA STATE: CA ZIP: 91791-1605 FORMER COMPANY: FORMER CONFORMED NAME: SUBURBAN WATER SYSTEMS DATE OF NAME CHANGE: 19751202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHRISTIE H FREDERICK CENTRAL INDEX KEY: 0001032116 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08176 FILM NUMBER: 04811073 BUSINESS ADDRESS: STREET 1: 655 DEEP VALLEY DRIVE SUITE 125 CITY: ROLLING HILLS STATE: CA ZIP: 90274 BUSINESS PHONE: 2105924335 MAIL ADDRESS: STREET 1: 655 DEEP VALLEY DRIVE SUITE 125 CITY: ROLLING HILLS STATE: CA ZIP: 90274 4 1 edgar.xml FORM 4 - X0202 4 2004-05-13 0 0000092472 SOUTHWEST WATER CO SWWC 0001032116 CHRISTIE H FREDERICK P.O. BOX 144 PALOS VERDES ESTATES CA 90274 1 0 0 0 Stock option (Right to Buy) 12.75 2004-05-13 4 A 0 10000 12.75 A 2011-05-14 Common Stock 10000 10000 D Options vest 1/2 on each anniversary of the date of grant until they are fully vested on May 13, 2006. H. Frederick Christie 2004-05-17 -----END PRIVACY-ENHANCED MESSAGE-----