-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UtZoVZLIKVkYH/XSV/AsmqKkZ5GHst9ELVLANP+iRtPjEyHx87vx3VWjesVR2EqV 1m+JdGau4Ly3qFG7lmvyAQ== 0001179110-04-006708.txt : 20040325 0001179110-04-006708.hdr.sgml : 20040325 20040325174439 ACCESSION NUMBER: 0001179110-04-006708 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040211 FILED AS OF DATE: 20040325 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SHIELDS RICHARD J CENTRAL INDEX KEY: 0001202635 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-08176 FILM NUMBER: 04690743 MAIL ADDRESS: STREET 1: SOUTHWEST WATER CO STREET 2: 225 N BARRANCA STE 200 CITY: WEST COVINA STATE: CA ZIP: 6269151551 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHWEST WATER CO CENTRAL INDEX KEY: 0000092472 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 951840947 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 225 N BARRANCA AVE STREET 2: STE 200 CITY: WEST COVINA STATE: CA ZIP: 91791-1605 BUSINESS PHONE: 6269151551 MAIL ADDRESS: STREET 1: 225 N BARRANCA AVENUE STREET 2: SUITE 200 CITY: WEST COVINA STATE: CA ZIP: 91791-1605 FORMER COMPANY: FORMER CONFORMED NAME: SUBURBAN WATER SYSTEMS DATE OF NAME CHANGE: 19751202 4/A 1 edgar.xml FORM 4/A - X0201 4/A 2004-02-11 2004-02-13 0 0000092472 SOUTHWEST WATER CO SWWC 0001202635 SHIELDS RICHARD J 624 SOUTH GRAND AVENUE SUITE 2900 LOS ANGELES CA 90017 0 1 0 0 CFO Stock Option (Right to Buy) 14.30 2004-02-11 4 A 0 22000 14.30 A 2011-02-12 Common Stock 22000 22000 D Options vest 1/5 on each anniversary of the date of grant until they are fully vested on February 11, 2004. Richard J. Shields 2004-03-25 -----END PRIVACY-ENHANCED MESSAGE-----