-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KLp5Ag36gLmZDuGUQAnbpPCFlClj41JSI7nUR+PVTYpCZtkwt5ymI+xsZR1D6CLa KI8TSajOajxC71Ce8CrQ9A== 0001157523-09-005834.txt : 20090810 0001157523-09-005834.hdr.sgml : 20090810 20090810135232 ACCESSION NUMBER: 0001157523-09-005834 CONFORMED SUBMISSION TYPE: NT 10-Q PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090630 FILED AS OF DATE: 20090810 DATE AS OF CHANGE: 20090810 EFFECTIVENESS DATE: 20090810 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHWEST WATER CO CENTRAL INDEX KEY: 0000092472 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 951840947 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NT 10-Q SEC ACT: 1934 Act SEC FILE NUMBER: 000-08176 FILM NUMBER: 09998928 BUSINESS ADDRESS: STREET 1: ONE WILSHIRE BUILDING STREET 2: 624 SOUTH GRAND AVENUE, SUITE 2900 CITY: LOS ANGELES STATE: CA ZIP: 90017-3782 BUSINESS PHONE: 213 929 1800 MAIL ADDRESS: STREET 1: ONE WILSHIRE BUILDING STREET 2: 624 SOUTH GRAND AVENUE, SUITE 2900 CITY: LOS ANGELES STATE: CA ZIP: 90017-3782 FORMER COMPANY: FORMER CONFORMED NAME: SUBURBAN WATER SYSTEMS DATE OF NAME CHANGE: 19751202 NT 10-Q 1 a6024995.htm SOUTHWEST WATER COMPANY NT 10-Q a6024995.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549

FORM 12b-25

NOTIFICATION OF LATE FILING
 
SEC File Number 0-8176
CUSIP Number 845331

(Check one):
¨  Form 10-K
¨  Form 20-F
¨  Form 11-K
x Form 10-Q
¨  Form 10-D
 
¨  Form N-SAR
¨  Form N-CSR
      
 
For Period Ended:  June 30, 2009

 
¨   Transition Report on Form 10-K
 
¨   Transition Report on Form 20-F
 
¨   Transition Report on Form 11-K
 
¨   Transition Report on Form 10-Q
 
¨   Transition Report on Form N-SAR
 
For the Transition Period Ended:  (Not Applicable)
 
NOTHING IN THIS FORM SHALL BE CONSTRUED TO IMPLY THAT THE COMMISSION HAS VERIFIED ANY INFORMATION CONTAINED HEREIN.

If the notification relates to a portion of the filing checked above, identify the item(s) to which notification relates:
 

PART I—REGISTRANT INFORMATION
 
SouthWest Water Company
Full Name of Registrant
 
 
Former Name if Applicable
 
624 South Grand Avenue, Suite 2900
Address of Principal Executive Office (Street and Number)
 
Los Angeles, CA 90017
City, State and Zip Code
 

PART II—RULES 12b-25(b) AND (c)
 
If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed.  (Check box if appropriate) ¨
 
  (a) The reasons described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense;
     
 
(b)
The subject annual report, semi-annual report, transition report of Form 10-K, Form 20-F, Form 11-K, Form N-SAR or Form N-CSR, or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q or subject distribution report on Form 10-D, or portion thereof, will be filed on or before the fifth calendar day following the prescribed due date; and
     
 
(c)
The accountant’s statement or other exhibit required by Rule 12b-25(c) has been attached if applicable.
 
PART III—NARRATIVE
 
State below in reasonable detail why Forms 10-K, 20-F, 11-K, 10-Q, 10-D, N-SAR, N-CSR or the transition report or portion thereof, could not be filed within the prescribed time period.

SouthWest Water Company (the “Company”) is unable to timely file its Quarterly Report on Form 10-Q for the period ended June 30, 2009 (the “Report”) and does not expect to file the Report on or before the expiration of the five-day extension period granted pursuant to Rule 12b-25.
 
The delay in filing second quarter 2009 results is due to the significant delays in filing our 2008 10-K and 2008 Q3 10-Q, the latter of which was filed August 3, 2009. As a result of the delays in these filings, the Company was not able to complete the 2009 Q2 10-Q on time.
 
PART IV—OTHER INFORMATION
 
(1)
Name and telephone number of person to contact in regard to this notification:

William K. Dix
  
213
  
929-1800
(Name)
  
(Area Code)
  
(Telephone Number)
 
(2)
Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed?  If the answer is no, identify report(s).
 
 ¨  Yes     x   No
Quarterly Report on Form 10-Q for the quarter ended March 31, 2009.
(3)
Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof?
 
x   Yes   ¨   No
If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made.
 
The Company is restating its interim financial information for the quarters ended March 31, 2008 and June 30, 2008 as set forth in Note 17 accompanying the consolidated financial statements included our 2008 Form 10-K.

 
SouthWest Water Company
Name of Registrant as Specified in Charter
 
has caused this notification to be signed on its behalf by the undersigned hereunto duly authorized.
     
       
Date:  August 10, 2009
By:
 /s/ William K.  Dix  
       
    Name: William K. Dix  
    Title: Vice President, General Counsel  
    and Corporate Secretary  
 
 
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