-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PRdHieVOXs5vx3M0EmJjZL/+6/G/TSiYEOCmgKLdK/TBwuimrfzVIEbCUd7DoIX6 VuAScia5XUIS8dQ3EHciyg== 0001157523-09-003725.txt : 20090511 0001157523-09-003725.hdr.sgml : 20090511 20090511163030 ACCESSION NUMBER: 0001157523-09-003725 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20090511 ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20090511 DATE AS OF CHANGE: 20090511 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHWEST WATER CO CENTRAL INDEX KEY: 0000092472 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 951840947 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-08176 FILM NUMBER: 09815430 BUSINESS ADDRESS: STREET 1: ONE WILSHIRE BUILDING STREET 2: 624 SOUTH GRAND AVENUE, SUITE 2900 CITY: LOS ANGELES STATE: CA ZIP: 90017-3782 BUSINESS PHONE: 213 929 1800 MAIL ADDRESS: STREET 1: ONE WILSHIRE BUILDING STREET 2: 624 SOUTH GRAND AVENUE, SUITE 2900 CITY: LOS ANGELES STATE: CA ZIP: 90017-3782 FORMER COMPANY: FORMER CONFORMED NAME: SUBURBAN WATER SYSTEMS DATE OF NAME CHANGE: 19751202 8-K 1 a5962157.htm SOUTHWEST WATER COMPANY 8-K

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549


FORM 8-K

CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934

Date of report (Date of earliest event reported): May 11, 2009

SouthWest Water Company
(Exact Name of Registrant as Specified in Its Charter)

Delaware

0-8176

95-1840947

(State of Incorporation)

 

(Commission File Number)

(I.R.S. Employer

Identification No.)

One Wilshire Building

624 South Grand Avenue, Suite 2900

Los Angeles, CA

90017-3782

(Address of principal executive offices)

(Zip Code)

(213) 929-1800
(Registrant’s telephone number, including area code)



(Former name, former address and former fiscal year, if changed since last report date)


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))


Item 8.01     Other Events.

On May 11, 2009 a news release was issued announcing a delay in filing the Company’s Quarterly Report on Form 10Q for the quarter ended March 31, 2009.

The information contained in the news release is incorporated herein by reference and furnished as Exhibit 99.1.


Item 9.01     Financial Statements and Exhibits.

(c)       Exhibits

Exhibit
No.

  Description
99.1 News release issued May 11, 2009

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


SOUTHWEST WATER COMPANY

(Registrant)

 

 

 

By:

/s/ William K. Dix

Name:

William K. Dix

Title:

Vice President, General

Counsel and Corporate Secretary

 

Date:

May 11, 2009

EX-99.1 2 a5962157ex991.htm EXHIBIT 99.1

Exhibit 99.1

SouthWest Water Company Delays Filing First Quarter 2009 Form 10-Q

Provides Update on Restatement Process

LOS ANGELES--(BUSINESS WIRE)--May 11, 2009--SouthWest Water Company (NASDAQ:SWWC), a leading provider of water, wastewater and public works services, today said it will file a Form 12b-25 with the Securities and Exchange Commission (SEC) indicating that it will not be able to file its quarterly report on Form 10-Q for the period ending March 31, 2009 by May 18, 2009, the extended due date of the filing.

The delay in filing 2009 first quarter results is due to the previously announced restatement of prior period financial results after management discovered certain errors. The company expects to file its first quarter 2009 results as soon as practical after it completes the restatement of prior period statements and files its Form 10-K for the year ended December 31, 2008 and Form 10Q for the quarter ended September 30, 2008.

Separately, SouthWest Water noted that Nasdaq Staff had previously granted an extension until May 11, 2009 for the company to regain compliance by filing all of its delinquent filings. As a result of missing that date, the company expects to receive notice from Nasdaq of the commencement of delisting procedures and intends to follow the Nasdaq established process of requesting a hearing with Nasdaq’s Listing Panel to ask for a further extension.

About SouthWest Water Company

SouthWest Water Company provides a broad range of operations, maintenance and management services, including water production, treatment and distribution; wastewater collection and treatment; customer service; and utility infrastructure construction management. The company owns regulated public utilities and also serves cities, utility districts and private companies under contract. More than a million people in 9 states depend on SouthWest Water for high-quality, reliable service. Additional information may be found on the company’s website: www.swwc.com.

Forward-Looking Statements

This document contains “forward-looking statements” within the meaning of the Private Securities Litigation Reform Act of 1995. These statements, including expectations relating to the anticipated timing of SEC filings, involve risks and uncertainties, as well as assumptions that, if they prove incorrect or never materialize, could cause the results of the company to differ materially from those expressed or implied by such forward-looking statements. Actual results may differ materially from these expectations due to unexpected developments discovered in the process of the expanded review of the financial statements and other factors. The company assumes no obligation to update these forward-looking statements to reflect any change in future events.

CONTACT:
SouthWest Water Company
DeLise Keim
VP Communications
213-929-1846
www.swwc.com

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