-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Pa7La/Kms3Hi2iG2euLDPvggFWXh2qurtcBYl8fRBq6JZ4T5qbdDyWi2sycbVzQv 2uzwTaiX1PFO3IgxRQ2wYw== 0001157523-09-003253.txt : 20090430 0001157523-09-003253.hdr.sgml : 20090430 20090430171420 ACCESSION NUMBER: 0001157523-09-003253 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20090430 ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20090430 DATE AS OF CHANGE: 20090430 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHWEST WATER CO CENTRAL INDEX KEY: 0000092472 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 951840947 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-08176 FILM NUMBER: 09784950 BUSINESS ADDRESS: STREET 1: ONE WILSHIRE BUILDING STREET 2: 624 SOUTH GRAND AVENUE, SUITE 2900 CITY: LOS ANGELES STATE: CA ZIP: 90017-3782 BUSINESS PHONE: 213 929 1800 MAIL ADDRESS: STREET 1: ONE WILSHIRE BUILDING STREET 2: 624 SOUTH GRAND AVENUE, SUITE 2900 CITY: LOS ANGELES STATE: CA ZIP: 90017-3782 FORMER COMPANY: FORMER CONFORMED NAME: SUBURBAN WATER SYSTEMS DATE OF NAME CHANGE: 19751202 8-K 1 a5953920.htm SOUTHWEST WATER COMPANY 8-K

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549


FORM 8-K

CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934

Date of report (Date of earliest event reported): April 30, 2009

SouthWest Water Company
(Exact Name of Registrant as Specified in Its Charter)

Delaware

0-8176

95-1840947

(State of Incorporation)

 

(Commission File Number)

(I.R.S. Employer

Identification No.)

One Wilshire Building

624 South Grand Avenue, Suite 2900

Los Angeles, CA

90017-3782

(Address of principal executive offices)

(Zip Code)

(213) 929-1800
(Registrant’s telephone number, including area code)



(Former name, former address and former fiscal year, if changed since last report date)


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))


Item 8.01     Other Events

On April 30, 2009 a news release was issued announcing management changes.

The information contained in the news release is incorporated herein by reference and furnished as Exhibit 99.1.



Item 9.01     Financial Statements and Exhibits

(c)       Exhibits

Exhibit
No.

 

Description

99.1 On April 30, 2009 a news release was issued

2

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


SOUTHWEST WATER COMPANY

(Registrant)

 

 

 

By:

/s/ William K. (“Ken”) Dix

Name:

William K. Dix

Title:

Vice President, General

Counsel and Corporate Secretary

 

Date:

April 30, 2009

3

EX-99.1 2 a5953920ex99_1.htm EXHIBIT 99.1

Exhibit 99.1

Southwest Water Company Announces Management Changes

Cheryl Clary Named Senior Vice President of Finance

David Stanton Appointed Interim Chief Financial Officer

LOS ANGELES--(BUSINESS WIRE)--April 30, 2009--SouthWest Water Company (NASDAQ:SWWC) today announced that Cheryl Clary, the company’s former chief financial officer, has been named senior vice president of finance. David Stanton has been appointed interim chief financial officer in addition to his role as chief operating officer. Both changes are effective immediately.

Stanton, 43, joined SouthWest Water in November, 2006 as executive vice president of corporate development and was named chief operating officer in December, 2007. He has been in various operational and financial leadership roles within the industry for the past 20 years, including a period as divisional CFO within a large public company.

Stanton will be assisted in his role by Clary and Ben Smith, the company’s vice president of financial services. Smith, 38, is a Certified Public Accountant and joined SouthWest Water in May, 2006 as divisional chief financial officer for the company’s contract services business. He was promoted to his current role in January 2008 and is leading operational accounting through the current audit and restatement. Clary, 53, who has been with the company since October 2004, will be assisting with the completion of the audit as well as various strategic financial matters.

About SouthWest Water Company

SouthWest Water Company provides a broad range of operations, maintenance and management services, including water production, treatment and distribution; wastewater collection and treatment; customer service; and utility infrastructure construction management. The company owns regulated public utilities and also serves cities, utility districts and private companies under contract. More than two million people in 10 states depend on SouthWest Water for high-quality, reliable service. Additional information may be found on the company’s website: www.swwc.com.

CONTACT:
SouthWest Water Company
DeLise Keim, VP Communications
213-929-1846
www.swwc.com

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