-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GqU1ekw9jv2jQU/MLOYIiY9gwjvyGingVJGAAaQl6+KQ07UmrPZ9GxVyPpuVR7o+ uxYX/xe5iB+7pWVG2VNgwQ== 0001157523-08-007452.txt : 20080917 0001157523-08-007452.hdr.sgml : 20080917 20080917090025 ACCESSION NUMBER: 0001157523-08-007452 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20080917 ITEM INFORMATION: Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20080917 DATE AS OF CHANGE: 20080917 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHWEST WATER CO CENTRAL INDEX KEY: 0000092472 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 951840947 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-08176 FILM NUMBER: 081075309 BUSINESS ADDRESS: STREET 1: ONE WILSHIRE BUILDING STREET 2: 624 SOUTH GRAND AVENUE, SUITE 2900 CITY: LOS ANGELES STATE: CA ZIP: 90017-3782 BUSINESS PHONE: 213 929 1800 MAIL ADDRESS: STREET 1: ONE WILSHIRE BUILDING STREET 2: 624 SOUTH GRAND AVENUE, SUITE 2900 CITY: LOS ANGELES STATE: CA ZIP: 90017-3782 FORMER COMPANY: FORMER CONFORMED NAME: SUBURBAN WATER SYSTEMS DATE OF NAME CHANGE: 19751202 8-K 1 a5778795.htm SOUTHWEST WATER COMPANY 8-K


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549



FORM 8-K

CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934

Date of report (Date of earliest event reported): September 17, 2008

SOUTHWEST WATER COMPANY
(Exact Name of Registrant as Specified in Its Charter)

Delaware

0-8176

95-1840947

(State of Incorporation)

(Commission File Number)

(I.R.S. Employer Identification No.)


One Wilshire Building
624 South Grand Avenue, Suite 2900
Los Angeles, CA

90017-3782

(Address of principal executive offices)

(Zip Code)

(213) 929-1800
(Registrant’s telephone number, including area code)



(Former name, former address and former fiscal year, if changed since last report date)


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))



ITEM 5.02     DEPARTURE OF DIRECTORS OR PRINCIPAL OFFICERS; ELECTION OF DIRECTORS; APPOINTMENT OF PRINCIPAL OFFICERS


(d)

 

The Company’s Board of Directors elected Geoffrey C. Ketcham a director of the board,
effective October 1, 2008. There was no arrangement or understanding pursuant to
which Mr. Ketcham was selected as a director. No transaction involving the Company
and Mr. Ketcham of a type required to be disclosed pursuant to Item 404(a) of
Regulation S-K exists.

Item 8.01     Other Events

On September 17, 2008 a news release was issued announcing the appointment of Geoffrey C. Ketcham to the Company’s Board of Directors.

The information contained in the news release is incorporated herein by reference and furnished as Exhibit 99.1.

Item 9.01     Financial Statements and Exhibits

(c)       Exhibits

Exhibit
No
.

 

Description

99.1

On September 17, 2008 a news release was issued announcing the
appointment of Geoffrey C. Ketcham to the Company’s Board of
Directors.


SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereto duly authorized.

SOUTHWEST WATER COMPANY

(Registrant)

 

 

 

By:

/s/ Cheryl L. Clary

Name:

Cheryl L. Clary

Title:

Chief Financial Officer

 
 

Date:

September 17, 2008

EX-99.1 2 a5778795ex991.htm EXHIBIT 99.1

Exhibit 99.1

SouthWest Water Company Appoints Geoffrey C. Ketcham to Board of Directors

LOS ANGELES--(BUSINESS WIRE)--SouthWest Water Company (NASDAQ:SWWC), a leading provider of water, wastewater and public works services, today announced that Geoffrey C. Ketcham has been elected to the company’s Board of Directors, effective October 1, 2008. The appointment increases the board to 9 members, 8 of whom are non-employee directors.

“I am very pleased to welcome Geoff to our board,” said Mark Swatek, chief executive officer and chairman. “His twenty-five years of service in the utility industry will be an invaluable asset to SouthWest Water. Geoff brings financial expertise as well as a keen understanding of one of our largest growth markets – the southeast. I look forward to the contributions and perspectives Geoff will bring to our board.”

Mr. Ketcham, 57, spent twenty-five years at Energen Corporation, a diversified energy company headquartered in Birmingham, Alabama, engaged in oil and gas production and rate regulated natural gas distribution. Mr. Ketcham joined the company in 1981 as Controller of Alabama Gas Corporation (Alagasco), in 1986 was named Vice President of Planning for Energen and was elected CFO the following year. He retired in 2006. During his tenure at Energen, he played a key role in the early implementation of Alagasco’s Rate Stabilization and Equalization rate-setting mechanism and in Energen’s evaluation and funding of over $2 billion of oil and gas property acquisitions and related development. In addition, he oversaw the implementation of SAP enterprise systems. He was responsible for all financial, treasury and investor relations functions. Prior to joining Alagasco, he spent nine years with the international public accounting firm of Arthur Young & Company.

Mr. Ketcham is a past chair of the Finance Committee of the American Gas Association, the industry association representing natural gas distribution companies. He chaired the Auburn University College of Business Advisory Board and has been a board member and chair of numerous social service and arts organizations in the Birmingham community. He is an alumnus of Leadership Alabama and Leadership Birmingham. He earned a Bachelor of Science degree from Auburn University.


SouthWest Water Company provides a broad range of operations, maintenance and management services, including water production, treatment and distribution; wastewater collection and treatment; customer service; and utility infrastructure construction management. The company owns regulated public utilities and also serves cities, utility districts and private companies under contract. More than two million people in 10 states depend on SouthWest Water for high-quality, reliable service. Additional information may be found on the company’s website: www.swwc.com.

CONTACT:
SouthWest Water Company
DeLise Keim, VP Corporate Communications, 213-929-1846
www.swwc.com

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