-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MkMuwBolrMyBDW7iDsTrTr2bxnhAaHgkM6bEmQcfYpdeR4PF0PUyushdCd5wKDBt hGGR0xpP7yjtg9XmRQ0wBw== 0001157523-07-004979.txt : 20070510 0001157523-07-004979.hdr.sgml : 20070510 20070510155347 ACCESSION NUMBER: 0001157523-07-004979 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20070510 ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20070510 DATE AS OF CHANGE: 20070510 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHWEST WATER CO CENTRAL INDEX KEY: 0000092472 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 951840947 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-08176 FILM NUMBER: 07837615 BUSINESS ADDRESS: STREET 1: ONE WILSHIRE BUILDING STREET 2: 624 SOUTH GRAND AVENUE, SUITE 2900 CITY: LOS ANGELES STATE: CA ZIP: 90017-3782 BUSINESS PHONE: 213 929 1800 MAIL ADDRESS: STREET 1: ONE WILSHIRE BUILDING STREET 2: 624 SOUTH GRAND AVENUE, SUITE 2900 CITY: LOS ANGELES STATE: CA ZIP: 90017-3782 FORMER COMPANY: FORMER CONFORMED NAME: SUBURBAN WATER SYSTEMS DATE OF NAME CHANGE: 19751202 8-K 1 a5400427.txt SOUTHWEST WATER COMPANY 8-K - -------------------------------------------------------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 ----------------- FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 10, 2007 SOUTHWEST WATER COMPANY (Exact Name of Registrant as Specified in Its Charter) Delaware 0-8176 95-1840947 (State of Incorporation) (Commission File Number) (I.R.S. Employer Identification No.) One Wilshire Building 624 South Grand Avenue, Suite 2900 Los Angeles, CA 90017-3782 (Address of principal executive offices) (Zip Code) (213) 929-1800 (Registrant's telephone number, including area code) ----------------- (Former name, former address and former fiscal year, if changed since last report date) ----------------- Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: [ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) [ ] Soliciting material pursuant to Rule 425 under the Securities Act (17 CFR 240.14a-12) [ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) [ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) - -------------------------------------------------------------------------------- Item 8.01 Other Events On May 10, 2007 the Company issued a press release announcing that it would be delayed in filing its first quarter Form 10-Q. The information contained in the news release is incorporated herein by reference and furnished as Exhibit 99.1. Item 9.01 Financial Statements and Exhibits (c) Exhibits Exhibit No. Description - ------- ----------- 99.1 Press release dated May 10, 2007, announcing the Company would be delayed in filing its first quarter Form 10-Q. 2 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereto duly authorized. SOUTHWEST WATER COMPANY (Registrant) By: /s/ Cheryl L. Clary ------------------------------------ Name: Cheryl L. Clary Title: Chief Financial Officer Date: May 10, 2007 3 EX-99.1 2 a5400427ex991.txt EXHIBIT 99.1 Exhibit 99.1 Southwest Water Files for Extension to File First Quarter Form 10-Q LOS ANGELES--(BUSINESS WIRE)--May 10, 2007--Southwest Water Company (NASDAQ:SWWC) announced that it would delay filing its quarterly report on Form 10-Q and issuing the news release announcing the financial results of first quarter ended March 31, 2007. It also will postpone an investor conference originally scheduled for today at 1:30 p.m. Pacific Daylight time. The company said it requires more time to complete work relating to the recording of revenues at one of its operating units. Southwest Water will file a Form 12b-25 for an extension in connection with the delayed filing. Southwest Water Company provides a broad range of services including water production, treatment and distribution; wastewater collection and treatment; utility billing and collection; utility infrastructure construction management; and public works services. The company owns regulated public utilities and also serves cities, utility districts and private companies under contract. More than two million people across the US depend on Southwest Water for high-quality, reliable service. Additional information may be found on the company's website: www.swwc.com. CONTACT: Southwest Water Company DeLise Keim, VP of Corp. Communications, (213) 929-1846 www.swwc.com or PondelWilkinson Inc. Robert Jaffe, (310) 279-5969 www.pondel.com -----END PRIVACY-ENHANCED MESSAGE-----