-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, F89bEH2ZBhEYVvzJDdweU+7jfhvcNir3G6Rati/b4qKyfjbjsbLvRJ42oGKAUtfG DQ2wtSSypbqgP01B4+ch5w== 0001157523-07-002855.txt : 20070321 0001157523-07-002855.hdr.sgml : 20070321 20070321091524 ACCESSION NUMBER: 0001157523-07-002855 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20070321 ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20070321 DATE AS OF CHANGE: 20070321 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHWEST WATER CO CENTRAL INDEX KEY: 0000092472 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 951840947 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-08176 FILM NUMBER: 07707879 BUSINESS ADDRESS: STREET 1: ONE WILSHIRE BUILDING STREET 2: 624 SOUTH GRAND AVENUE, SUITE 2900 CITY: LOS ANGELES STATE: CA ZIP: 90017-3782 BUSINESS PHONE: 213 929 1800 MAIL ADDRESS: STREET 1: ONE WILSHIRE BUILDING STREET 2: 624 SOUTH GRAND AVENUE, SUITE 2900 CITY: LOS ANGELES STATE: CA ZIP: 90017-3782 FORMER COMPANY: FORMER CONFORMED NAME: SUBURBAN WATER SYSTEMS DATE OF NAME CHANGE: 19751202 8-K 1 a5360192.txt SOUTHWEST WATER COMPANY 8K - -------------------------------------------------------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 --------------- FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): March 21, 2007 SOUTHWEST WATER COMPANY (Exact Name of Registrant as Specified in Its Charter) Delaware 0-8176 95-1840947 (State of Incorporation) (Commission File Number) (I.R.S. Employer Identification No.) One Wilshire Building 624 South Grand Avenue, Suite 2900 Los Angeles, CA 90017-3782 (Address of principal executive offices) (Zip Code) (213) 929-1800 (Registrant's telephone number, including area code) --------------- (Former name, former address and former fiscal year, if changed since last report date) --------------- Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: [_] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) [_] Soliciting material pursuant to Rule 425 under the Securities Act (17 CFR 240.14a-12) [_] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) [_] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Item 8.01 Other Events On March 21, 2007 the Company issued a press release announcing the promotion of DeLise L. Keim to Vice President Corporate Communications. The information contained in the news release is incorporated herein by reference and furnished as Exhibit 99.0. Item 9.01 Financial Statements and Exhibits (c) Exhibits Exhibit No. Description - ------------ ----------- 99.1 Press release dated March 21, 2007 announcing the promotion of DeLise L. Keim to Vice President Corporate Communications. SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereto duly authorized. SOUTHWEST WATER COMPANY (Registrant) By: /s/ Cheryl L. Clary -------------------------- Name: Cheryl L. Clary Title: Chief Financial Officer Date: March 21, 2007 EX-99.1 2 a5360192ex99.txt EXHIBIT 99.1 Exhibit 99.0 Southwest Water Company Names DeLise L. Keim Vice President, Corporate Communications LOS ANGELES--(BUSINESS WIRE)--March 21, 2007--Southwest Water Company (NASDAQ:SWWC) today announced the promotion of DeLise L. Keim to Vice President, Corporate Communications, responsible for designing and implementing the company's public, investor and employee communications plans. "DeLise has worked diligently in her role as Southwest Water's senior communications officer and made significant contributions to the company's success," said Mark Swatek, Southwest Water chief executive officer and chairman. "She is a strategic thinker and her promotion is well earned." Keim, 44, joined Southwest Water in 2005 as Director of Corporate Communications. She has more than eighteen years of experience in corporate communications, public relations and marketing. Prior to joining Southwest Water, she was principal and founder of Power Plan, at which she developed business plans and provided strategic communications counsel. She previously served as Senior Director of Corporate Communications at Homestore, Inc., an Internet technology company, where she was responsible for media and investor relations, corporate reputation and crisis management and employee communications. Keim earned a bachelor of business administration degree, marketing and economics, from the University of Iowa. She completed additional studies on the theory and practice of investor relations at the University of Michigan and is an inactive certified financial advisor with the National Association of Securities Dealers. Southwest Water Company provides a broad range of services including water production, treatment and distribution; wastewater collection and treatment; utility billing and collection; utility infrastructure construction management; and public works services. The company owns regulated public utilities and also serves cities, utility districts and private companies under contract. More than two million people depend on Southwest Water for high-quality, reliable service. Additional information may be found on the company's website: www.swwc.com. CONTACT: Southwest Water Company Cheryl Clary, 213-929-1800 Chief Financial Officer www.swwc.com or PondelWilkinson Inc. Robert Jaffe, 310-279-5969 www.pondel.com -----END PRIVACY-ENHANCED MESSAGE-----