-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VZzPX1X5on0kueEyBmxDtGx4f/d6kZ4OnhYLiBjp/5diga1bS8bcMn7TVH19IMW7 KputLS4Lxmr+bCT2Gmeyyg== 0001157523-06-003487.txt : 20060411 0001157523-06-003487.hdr.sgml : 20060411 20060411090050 ACCESSION NUMBER: 0001157523-06-003487 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20060411 ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20060411 DATE AS OF CHANGE: 20060411 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHWEST WATER CO CENTRAL INDEX KEY: 0000092472 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 951840947 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-08176 FILM NUMBER: 06752263 BUSINESS ADDRESS: STREET 1: ONE WILSHIRE BUILDING STREET 2: 624 SOUTH GRAND AVENUE, SUITE 2900 CITY: LOS ANGELES STATE: CA ZIP: 90017-3782 BUSINESS PHONE: 213 929 1800 MAIL ADDRESS: STREET 1: ONE WILSHIRE BUILDING STREET 2: 624 SOUTH GRAND AVENUE, SUITE 2900 CITY: LOS ANGELES STATE: CA ZIP: 90017-3782 FORMER COMPANY: FORMER CONFORMED NAME: SUBURBAN WATER SYSTEMS DATE OF NAME CHANGE: 19751202 8-K 1 a5121858.txt SOUTHWEST WATER COMPANY 8-K ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 ------------------- FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): April 11, 2006 SOUTHWEST WATER COMPANY (Exact Name of Registrant as Specified in Its Charter) Delaware 0-8176 95-1840947 (State of Incorporation) (Commission (I.R.S. Employer File Number) Identification No.) One Wilshire Building 624 South Grand Avenue, Suite 2900 Los Angeles, CA 90017-3782 (Address of principal executive offices) (Zip Code) (213) 929-1800 (Registrant's telephone number, including area code) ------------------- (Former name, former address and former fiscal year, if changed since last report date) ------------------- Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: [_] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) [_] Soliciting material pursuant to Rule 425 under the Securities Act (17 CFR 240.14a-12) [_] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) [_] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) ================================================================================ Item 8.01 Other Events On April 11, 2006, the Company issued a press release announcing that Stephen J. Held was promoted to President, Southwest Water Services Group. The information contained in the news release is incorporated herein by reference and furnished as Exhibit 99.0. Item 9.01 Financial Statements and Exhibits (c) Exhibits Exhibit No. Description - -------- ------------------------------------------------------------------- 99.1 Press release dated April 11, 2006, announcing the promotion of Stephen J. Held to President, Southwest Water Services Group. 2 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereto duly authorized. SOUTHWEST WATER COMPANY (Registrant) By: /s/ Cheryl L. Clary ---------------------------------- Name: Cheryl L. Clary Title: Chief Financial Officer Date: April 11, 2006 3 Exhibit Index Exhibit No. Description - -------- ------------------------------------------------------------------- 99.1 Press release dated April 11, 2006, announcing the promotion of Stephen J. Held to President, Southwest Water Services Group. 4 EX-99.1 2 a5121858ex99-1.txt EXHIBIT 99.1 Exhibit 99.1 Stephen C. Held Named President, Southwest Water Services Group LOS ANGELES--(BUSINESS WIRE)--April 11, 2006--Southwest Water Company (NASDAQ:SWWC) today announced the promotion of Stephen C. Held to President, Southwest Water Services Group. Held, 55, assumes his new duties from Peter J. Moerbeek, who remained the operating segment president when he was promoted to president of Southwest Water Company in 2004. "During his 14 years with Southwest Water Company, Steve has shown himself to be a strong leader and team builder," said Peter J. Moerbeek, president and chief operating officer of Southwest Water Company. "I know that with Steve's leadership, the Services Group will continue to improve its operational and financial performance." Commenting on his new position, Held said, "I am looking forward to this opportunity to work closely with all of our Service Group operating companies. I know that we have a great team and together we can continue to build on our strong reputation as a leader in providing cost-effective operations while ensuring the highest level of service and regulatory compliance." Held joined Southwest Water in 1991 as General Manager of ECO Resources, Houston. In 1992, he became General Manager of the Austin office and was promoted to Regional Vice President in 1997. Prior to joining Southwest Water he was Administrator for the City of Biloxi, Mississippi and has over 20 years of experience in management and business development. Southwest Water's Services Group consists of operating companies that provide water and wastewater systems operations, maintenance and management for municipalities and governmental agencies from California to Georgia. The group is headquartered in Sugar Land, Texas. Southwest Water Company provides a broad range of services including water production, treatment and distribution; wastewater collection and treatment; utility billing and collection; utility infrastructure construction management; and public works services. The company owns regulated public utilities and also serves cities, utility districts and private companies under contract. More than two million people from coast to coast depend on Southwest Water for high-quality, reliable service. Additional information may be found on the company's Web site: www.swwc.com. CONTACT: Southwest Water Company DeLise Keim, 213-929-1800 www.swwc.com or PondelWilkinson Inc. Robert Jaffe, 310-279-5969 www.pondel.com -----END PRIVACY-ENHANCED MESSAGE-----