-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, K4o/XhJEYRLJxgPzfy/mJNiJH253Fyksykpvvryojk71Ibex0TApC7XHoCd8DrCH Dmw1UIgFeGVBefrQzTy3yQ== 0001157523-05-010024.txt : 20051114 0001157523-05-010024.hdr.sgml : 20051111 20051114061944 ACCESSION NUMBER: 0001157523-05-010024 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20051111 ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20051114 DATE AS OF CHANGE: 20051114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHWEST WATER CO CENTRAL INDEX KEY: 0000092472 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 951840947 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-08176 FILM NUMBER: 051195955 BUSINESS ADDRESS: STREET 1: ONE WILSHIRE BUILDING STREET 2: 624 SOUTH GRAND AVENUE, SUITE 2900 CITY: LOS ANGELES STATE: CA ZIP: 90017-3782 BUSINESS PHONE: 213 929 1800 MAIL ADDRESS: STREET 1: ONE WILSHIRE BUILDING STREET 2: 624 SOUTH GRAND AVENUE, SUITE 2900 CITY: LOS ANGELES STATE: CA ZIP: 90017-3782 FORMER COMPANY: FORMER CONFORMED NAME: SUBURBAN WATER SYSTEMS DATE OF NAME CHANGE: 19751202 8-K 1 a5018376.txt SOUTHWEST WATER COMPANY 8-K - -------------------------------------------------------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 ___________________ FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 11, 2005 SOUTHWEST WATER COMPANY (Exact Name of Registrant as Specified in Its Charter) Delaware 0-8176 95-1840947 (State of Incorporation) (Commission File Number) (I.R.S. Employer Identification No.) One Wilshire Building 624 South Grand Avenue, Suite 2900 Los Angeles, CA 90017-3782 (Address of principal executive offices) (Zip Code) (213) 929-1800 (Registrant's telephone number, including area code) ___________________ (Former name, former address and former fiscal year, if changed since last report date) ___________________ Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: [ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) [ ] Soliciting material pursuant to Rule 425 under the Securities Act (17 CFR 240.14a-12) [ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) [ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) - -------------------------------------------------------------------------------- Item 8.01 Other Events On November 11, 2005, the Company issued a press release announcing a 10 percent increase in its quarterly common share cash dividend, from $.05 to $.055 per share. The Company's Board of Directors also declared a quarterly cash dividend of $.65625 per share of Series A preferred stock. The cash dividends will be paid on January 20, 2006, to stockholders of record on December 30, 2005. In addition to the cash dividends, the Board declared a 5 percent common stock dividend, payable on January 20, 2006, to stockholders of record on January 2, 2006. Cash will be paid in lieu of fractional shares based on the closing price of the stock on January 20, 2006. The information contained in the news release is incorporated herein by reference and furnished as Exhibit 99.1. Item 9.01 Financial Statements and Exhibits (c) Exhibits Exhibit No. Description - ------- --------------------------------------------------------------------- 99.1 Press release dated November 11, 2005, announcing quarterly cash dividend and common stock dividend. 2 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereto duly authorized. SOUTHWEST WATER COMPANY (Registrant) By: /s/ Cheryl L. Clary -------------------------------- Name: Cheryl L. Clary Title: Chief Financial Officer Date: November 11, 2005 3 Exhibit Index Exhibit No. Description - ------- --------------------------------------------------------------------- 99.1 Press release dated November 11, 2005 4 EX-99.1 2 a5018376ex99-1.txt EXHIBIT 99.1 - PRESS RELEASE Exhibit 99.1 Southwest Water Increases Common Stock Cash Dividend 10%, Declares 5% Stock Dividend LOS ANGELES--(BUSINESS WIRE)--Nov. 11, 2005--Southwest Water Company (Nasdaq:SWWC) today announced that its board of directors increased the company's common stock cash dividend by 10 percent, to $0.055 from $0.05 per share, and declared a quarterly cash dividend of $0.65625 per share on the company's Series A preferred stock. The cash dividends will be paid on January 20, 2006, to stockholders of record on December 30, 2005. In addition, the board declared a 5 percent common stock dividend, payable on January 20, 2006, to stockholders of record on January 2, 2006. Cash will be paid in lieu of fractional shares based on the closing price of the stock on January 20, 2006. Anton C. Garnier, Southwest Water chairman and chief executive officer, said, "These actions reflect our Board's continuing confidence in the company's long-term business outlook. The cash and stock dividends will reward our current stockholders, and the stock dividend will increase the stock's liquidity." Southwest Water Company provides a broad range of operation, maintenance and management services, including water production, treatment and distribution; wastewater collection and treatment; customer service; and utility infrastructure construction management. The company owns regulated public utilities and also serves cities, utility districts and private companies under contract. Approximately two million people from coast to coast depend on Southwest Water for high-quality, reliable service. Additional information may be found on the company's Web site: www.swwc.com. CONTACT: Southwest Water Company Cheryl L. Clary, 213-929-1800 www.swwc.com or PondelWilkinson Inc. Cecilia Wilkinson or Robert Jaffe, 310-279-5980 www.pondel.com -----END PRIVACY-ENHANCED MESSAGE-----