-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, V5LNxlZ+GfkjjkLa8gAbCt9oWA7HBlwBlknLYUXRr0foOOjGNGugMH3By/PbpKrL htu75QYS+dXDJrQES6Jt+w== 0001157523-05-009974.txt : 20051110 0001157523-05-009974.hdr.sgml : 20051110 20051110105031 ACCESSION NUMBER: 0001157523-05-009974 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20051109 ITEM INFORMATION: Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers FILED AS OF DATE: 20051110 DATE AS OF CHANGE: 20051110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHWEST WATER CO CENTRAL INDEX KEY: 0000092472 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 951840947 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-08176 FILM NUMBER: 051192320 BUSINESS ADDRESS: STREET 1: ONE WILSHIRE BUILDING STREET 2: 624 SOUTH GRAND AVENUE, SUITE 2900 CITY: LOS ANGELES STATE: CA ZIP: 90017-3782 BUSINESS PHONE: 213 929 1800 MAIL ADDRESS: STREET 1: ONE WILSHIRE BUILDING STREET 2: 624 SOUTH GRAND AVENUE, SUITE 2900 CITY: LOS ANGELES STATE: CA ZIP: 90017-3782 FORMER COMPANY: FORMER CONFORMED NAME: SUBURBAN WATER SYSTEMS DATE OF NAME CHANGE: 19751202 8-K 1 a5017389.txt SOUTHWEST WATER COMPANY UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 ---------------------- FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 10, 2005 SOUTHWEST WATER COMPANY (Exact Name of Registrant as Specified in Its Charter) Delaware 0-8176 95-1840947 (State of Incorporation) (Commission File Number) (I.R.S. Employer Identification No.) One Wilshire Building 624 South Grand Avenue, Suite 2900 Los Angeles, CA 90017-3782 (Address of principal executive offices) (Zip Code) (213) 929-1800 (Registrant's telephone number, including area code) ---------------------- (Former name, former address and former fiscal year, if changed since last report date) ---------------------- Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: [_] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) [_] Soliciting material pursuant to Rule 425 under the Securities Act (17 CFR 240.14a-12) [_] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) [_] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Item 5.02 Departure of Directors of Principal Officers; Election of Directors; Appointment of Principal Officers On November 10, 2005, the Company issued a press release announcing that in the Company's third quarter earnings conference call on November 9, 2005, Chairman of the Board and CEO Anton C. Garnier, 65, announced that in accordance with prudent corporate governance practices, the Company has retained an executive recruiting firm to begin a CEO search to include both internal and external candidates. Mr. Garnier will continue to serve as CEO and Chairman of the Board until a new CEO is in place, at which time he would continue as full-time Chairman of the Board. The information contained in the news release is incorporated herein by reference and furnished as Exhibit 99.1 Item 9.01 Financial Statements and Exhibits (c) Exhibits Exhibit No. Description - ------- ------------------------------------------------------------------- 99.1 Press release dated November 10, 2005, announcing commencement of a CEO search. 2 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereto duly authorized. SOUTHWEST WATER COMPANY (Registrant) By: /s/ Cheryl L. Clary ------------------------------------- Name: Cheryl L. Clary Title: Chief Financial Officer Date: November 10, 2005 3 EX-99.1 2 a5017389ex991.txt EXHIBIT 99.1 Exhibt 99.1 Southwest Water Initiates CEO Succession Process LOS ANGELES--(BUSINESS WIRE)--Nov. 10, 2005--Southwest Water Company (NASDAQ:SWWC) has begun a CEO succession process. In yesterday's third quarter earnings conference call, Chairman of the Board and CEO Anton C. Garnier, 65, announced that, in accordance with prudent corporate governance practices, the company has retained an executive recruiting firm to begin a CEO search that will include both internal and external candidates. Garnier said, "Having been with Southwest Water for more than 38 years, I have seen the company grow from a small family business to a public company with operations from coast to coast. I turned 65 last month, and while I have no intention of retiring and I enjoy what I am doing, now is the time to begin an orderly CEO succession process. "We are looking for a person to carry on the company's successful strategy and performance which have consistently increased revenues, income and shareholder value. I will continue to serve as CEO and chairman of the board until a new CEO is in place. At that time, I will assume the position of full-time chairman and anticipate focusing my efforts on strategic issues for the long-term success of the company and our industry." Southwest Water Company provides a broad range of operation, maintenance and management services, including water production, treatment and distribution; wastewater collection and treatment; customer service; and utility infrastructure construction management. The company owns regulated public utilities and also serves cities, utility districts and private companies under contract. Approximately two million people from coast to coast depend on Southwest Water for high-quality, reliable service. Additional information may be found on the company's Web site: www.swwc.com. CONTACT: Southwest Water Company Sandy Warren, 213-929-1800 www.swwc.com or PondelWilkinson Inc. Cecilia Wilkinson or Robert Jaffe, 310-279-5980 www.pondel.com -----END PRIVACY-ENHANCED MESSAGE-----