-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MPzEG/Ppy2U4nvrNDIP/O/XLLoe4p1hi62QJgmXjbV4emuweu3PFgn95Bjy/IMoy +ZcBYXNgXW+ACOtXI10+9Q== 0001104659-08-006283.txt : 20080131 0001104659-08-006283.hdr.sgml : 20080131 20080131215915 ACCESSION NUMBER: 0001104659-08-006283 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080129 FILED AS OF DATE: 20080131 DATE AS OF CHANGE: 20080131 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHWEST WATER CO CENTRAL INDEX KEY: 0000092472 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 951840947 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE WILSHIRE BUILDING STREET 2: 624 SOUTH GRAND AVENUE, SUITE 2900 CITY: LOS ANGELES STATE: CA ZIP: 90017-3782 BUSINESS PHONE: 213 929 1800 MAIL ADDRESS: STREET 1: ONE WILSHIRE BUILDING STREET 2: 624 SOUTH GRAND AVENUE, SUITE 2900 CITY: LOS ANGELES STATE: CA ZIP: 90017-3782 FORMER COMPANY: FORMER CONFORMED NAME: SUBURBAN WATER SYSTEMS DATE OF NAME CHANGE: 19751202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mann James E CENTRAL INDEX KEY: 0001337620 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08176 FILM NUMBER: 08565952 BUSINESS ADDRESS: BUSINESS PHONE: (213) 929-1800 MAIL ADDRESS: STREET 1: 624 S. GRAND AVENUE, STE. 2900 CITY: LOS ANGELES STATE: CA ZIP: 90277 4 1 a4.xml 4 X0202 4 2008-01-29 0 0000092472 SOUTHWEST WATER CO SWWC 0001337620 Mann James E C/O SOUTHWEST WATER COMPANY 624 SOUTH GRAND AVENUE LOS ANGELES CA 90017 0 1 0 0 Vice President, Controller See footnote 11.28 2008-01-29 4 A 0 11123 0 A 2015-01-29 Common Stock 11123 11123 D The options are subject to accelerated vesting if specified targets are achieved. Employee Stock Option (Right to Buy) /s/ Tamika M. Galloway, Attorney-In-Fact 2008-01-31 -----END PRIVACY-ENHANCED MESSAGE-----