-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Mi/tAR0Zob/ZLkEigvlA8664a2T1mDmeImXHU1+QZVRPqS2N9wBwxgzloMgC8fJF R0ktTC7CZyGyy8/P6CJWMQ== 0001104659-05-012031.txt : 20050318 0001104659-05-012031.hdr.sgml : 20050318 20050318170133 ACCESSION NUMBER: 0001104659-05-012031 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050315 ITEM INFORMATION: Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers FILED AS OF DATE: 20050318 DATE AS OF CHANGE: 20050318 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHWEST WATER CO CENTRAL INDEX KEY: 0000092472 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 951840947 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-08176 FILM NUMBER: 05692278 BUSINESS ADDRESS: STREET 1: ONE WILSHIRE BUILDING STREET 2: 624 SOUTH GRAND AVENUE, SUITE 2900 CITY: LOS ANGELES STATE: CA ZIP: 90017-3782 BUSINESS PHONE: 2139291800 MAIL ADDRESS: STREET 1: ONE WILSHIRE BUILDING STREET 2: 624 SOUTH GRAND AVENUE, SUITE 2900 CITY: LOS ANGELES STATE: CA ZIP: 90017-3782 FORMER COMPANY: FORMER CONFORMED NAME: SUBURBAN WATER SYSTEMS DATE OF NAME CHANGE: 19751202 8-K 1 a05-5308_18k.htm 8-K

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

 

WASHINGTON, D.C.  20549

 

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934

 

Date of report:  March  15, 2005

(Date of earliest event reported)

 

SOUTHWEST WATER COMPANY

(Exact name of registrant as specified in its charter)

 

Delaware

 

0-8176

 

95-1840947

(State of

 

(Commission File Number)

 

(IRS Employer

Incorporation)

 

 

 

Identification No.)

 

One Wilshire Building
624 South Grand Avenue, Suite 2900
Los Angeles, California 90017-3782
(Address of principal executive offices, including zip code)

 

(213) 929-1800
(Registrant’s telephone number, including area code)

 

Check the appropriate box if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 


 

Item 5.02                                             Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers

 

Richard Shields, Chief Financial Officer of Southwest Water Company (the “Company”), has informed the Company that he plans to resign from the Company following the filing of the Company’s annual report on SEC Form 10-K for the year ended December 31, 2004 (the “Form 10-K”).  As previously reported by the Company, on November 9, 2004, the Company and Mr. Shields entered into a Retention Agreement that provides Mr. Shields certain benefits if he should choose to resign as Chief Financial Officer of the Company within 30 days subsequent to the filing of the Form 10-K.

 

The Company plans to appoint Cheryl Clary, currently the Company’s Vice President - Finance, to succeed Mr. Shields as Chief Financial Officer, upon his resignation.  Ms. Clary joined the Company as Vice President - Finance in October, 2004.  From October 2002 through October 2004, Ms. Clary served as chief financial officer of Del Richardson and Associates, a professional service business. Prior to that, she also held senior finance and operational positions during her 19 years at Atlantic Richfield Company (ARCO), a petroleum corporation.

 

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SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Dated: March 18, 2005

 

 

 

 

SOUTHWEST WATER COMPANY

 

 

 

 

 

By:

 /s/ Shelley A. Farnham

 

 

 

Shelley A. Farnham

 

 

Vice President – Human Resources

 

 

and Secretary

 

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