-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Msc7T+MdaL3iTNRaNdvqSQtO175P3O8faPrtfBjzsGJVIrOK1uw7VCTrmYp16T80 c5yx35z46lqEx9+rvXLRsQ== 0001104659-03-029297.txt : 20031229 0001104659-03-029297.hdr.sgml : 20031225 20031229153929 ACCESSION NUMBER: 0001104659-03-029297 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031229 ITEM INFORMATION: Other events FILED AS OF DATE: 20031229 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHWEST WATER CO CENTRAL INDEX KEY: 0000092472 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 951840947 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-08176 FILM NUMBER: 031075526 BUSINESS ADDRESS: STREET 1: 225 N BARRANCA AVE STREET 2: STE 200 CITY: WEST COVINA STATE: CA ZIP: 91791-1605 BUSINESS PHONE: 6269151551 MAIL ADDRESS: STREET 1: 225 N BARRANCA AVENUE STREET 2: SUITE 200 CITY: WEST COVINA STATE: CA ZIP: 91791-1605 FORMER COMPANY: FORMER CONFORMED NAME: SUBURBAN WATER SYSTEMS DATE OF NAME CHANGE: 19751202 8-K 1 a03-6526_18k.htm 8-K

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): December 29, 2003

 

 

Southwest Water Company

(Exact name of registrant as specified in its charter)

 

Delaware

 

0-8176

 

95-1840947

(State or other jurisdiction
of incorporation)

 

(Commission File Number)

 

(IRS Employer
Identification No.)

 

 

 

 

 

One Wilshire Building
624 S. Grand Avenue, Los Angeles, CA 90017, Suite 2900

(Address of principal executive offices)        (Zip Code)

 

 

 

 

 

(213) 929-1800

Registrant’s telephone number, including area code:

 

 

 

 

 

Not Applicable

(Former name or former address, if changed since last report)

 

 

 

Item 5.  Other Events.

 

The company has filed a registration statement on form S-3 for the issuance of debt and equity securities of up to fifty million dollars from time to time.

The Company will not issue any securities under the shelf registration statement until after such time as the Securities and Exchange Commission has declared the registration statement effective.

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

Southwest Water Company

 

 

 

 

 

 

Date:

December 29, 2003

 

/s/ Richard J. Shields

 

 

Richard J Shields, Chief Financial Officer
(principal financial officer and chief accounting
officer)

 

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