-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ArYLPZdWiBqoO8vG8FoTo8cmHx+U/1m7MaFGP7LnG5XAR8HSDDXsaJooZQo6c71L uVctsK1DDjUCJdBJugQFHw== 0001063339-10-000003.txt : 20100506 0001063339-10-000003.hdr.sgml : 20100506 20100506151448 ACCESSION NUMBER: 0001063339-10-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100505 FILED AS OF DATE: 20100506 DATE AS OF CHANGE: 20100506 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHWEST WATER CO CENTRAL INDEX KEY: 0000092472 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 951840947 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE WILSHIRE BUILDING STREET 2: 624 SOUTH GRAND AVENUE, SUITE 2900 CITY: LOS ANGELES STATE: CA ZIP: 90017-3782 BUSINESS PHONE: 213 929 1800 MAIL ADDRESS: STREET 1: ONE WILSHIRE BUILDING STREET 2: 624 SOUTH GRAND AVENUE, SUITE 2900 CITY: LOS ANGELES STATE: CA ZIP: 90017-3782 FORMER COMPANY: FORMER CONFORMED NAME: SUBURBAN WATER SYSTEMS DATE OF NAME CHANGE: 19751202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NEWMAN RICHARD G CENTRAL INDEX KEY: 0001063339 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08176 FILM NUMBER: 10807665 MAIL ADDRESS: STREET 1: AECOM TECHNOLOGY CORP STREET 2: 3250 WILSHIRE BLVD 5TH FL CITY: LOS ANGELES STATE: CA ZIP: 90017 4 1 edgardoc.xml PRIMARY DOCUMENT X0303 4 2010-05-05 0 0000092472 SOUTHWEST WATER CO SWWC 0001063339 NEWMAN RICHARD G 624 SOUTH GRAND AVENUE, SUITE 2900 LOS ANGELES CA 90017 1 0 0 0 Common Stock 2010-05-05 4 M 0 7350 8.2449 A 92146 I by Trust Non-Qualified Stock Option (right to buy) 8.2449 2010-05-05 4 M 0 7350 D 2003-05-08 2010-05-09 Common Stock 7350 0 D Cash and hold exercise. No shares were sold to the street. By: Barbara Libutti, Attorney in Fact For: Richard G Newman 2010-05-06 -----END PRIVACY-ENHANCED MESSAGE-----