-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IWrc6Mx/IA5DBS+tGmW4/m7iFcDRU+dnKXjb1V3NEIwjibcTh8tYIlOKvFLj36tm +aBxrDNW4xHPD1oeBOtv0g== 0001063322-07-000002.txt : 20070816 0001063322-07-000002.hdr.sgml : 20070816 20070816172151 ACCESSION NUMBER: 0001063322-07-000002 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070816 FILED AS OF DATE: 20070816 DATE AS OF CHANGE: 20070816 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHWEST WATER CO CENTRAL INDEX KEY: 0000092472 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 951840947 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE WILSHIRE BUILDING STREET 2: 624 SOUTH GRAND AVENUE, SUITE 2900 CITY: LOS ANGELES STATE: CA ZIP: 90017-3782 BUSINESS PHONE: 213 929 1800 MAIL ADDRESS: STREET 1: ONE WILSHIRE BUILDING STREET 2: 624 SOUTH GRAND AVENUE, SUITE 2900 CITY: LOS ANGELES STATE: CA ZIP: 90017-3782 FORMER COMPANY: FORMER CONFORMED NAME: SUBURBAN WATER SYSTEMS DATE OF NAME CHANGE: 19751202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KINDEL MAUREEN A CENTRAL INDEX KEY: 0001063322 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-08176 FILM NUMBER: 071063262 BUSINESS ADDRESS: BUSINESS PHONE: 626-915-1551 MAIL ADDRESS: STREET 1: ROSE & KINDEL OMNI OFFICE CENTRE STREET 2: 900 WILSHIRE BLVD STE 1030 CITY: LOS ANGELES STATE: CA ZIP: 90017 4/A 1 primary_doc.xml PRIMARY DOCUMENT X0202 4/A 2007-08-16 2007-08-16 0 0000092472 SOUTHWEST WATER CO SWWC 0001063322 KINDEL MAUREEN A ROSE & KINDEL OMNI OFFICE CENTRE 900 WILSHIRE BLVD STE 1030 LOS ANGELES CA 90017 1 0 0 0 Common Stock 1998-01-30 4 P 0 3799 4.277 A 4020 D Common Stock 1999-12-01 4 P 0 3040 3.35 A 7667 D Common Stock 2007-08-16 4 M 0 1744 3.35 A 9411 D Common Stock 2007-08-16 4 S 0 100 14.47 D 9311 D Common Stock 2007-08-16 4 S 0 200 14.46 D 9111 D Common Stock 2007-08-16 4 S 0 1100 14.45 D 9011 D Common Stock 2007-08-16 4 S 0 344 14.43 D 7667 D Director Stock Option (Right to Buy) 3.3533 2007-08-16 4 M 0 1744 3.3533 A 2001-09-01 2007-09-01 Common Stock 1744 1744 D Options vest 1/2 each anniversary of the date of grant until they were fully vested on Setpember 1, 2001. As of the date of this filing by reason of stock dividends totalling 828 shares, the reporting persons aggregate amount of common stock held in a Living Trust and/or IRA for their benefit is 7,667. /s/ Tamika M. Galloway, Attorney-in-Fact 2007-08-16 -----END PRIVACY-ENHANCED MESSAGE-----