-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CLW/dL2zUhNSpBL7qctacIFeOOSjtmdFYQJFSYs3QkFIFeVM/qYwzMK90177cZL6 fhn6cLpPoUcmZHQC+4i2/g== 0001063320-10-000003.txt : 20100420 0001063320-10-000003.hdr.sgml : 20100420 20100420183639 ACCESSION NUMBER: 0001063320-10-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100419 FILED AS OF DATE: 20100420 DATE AS OF CHANGE: 20100420 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HUENNEKENS DONOVAN D CENTRAL INDEX KEY: 0001063320 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08176 FILM NUMBER: 10760277 MAIL ADDRESS: STREET 1: HQT HOMES STREET 2: 13821 NEWPORT AVE STE 120 CITY: TUSTIN STATE: CA ZIP: 92780 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHWEST WATER CO CENTRAL INDEX KEY: 0000092472 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 951840947 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE WILSHIRE BUILDING STREET 2: 624 SOUTH GRAND AVENUE, SUITE 2900 CITY: LOS ANGELES STATE: CA ZIP: 90017-3782 BUSINESS PHONE: 213 929 1800 MAIL ADDRESS: STREET 1: ONE WILSHIRE BUILDING STREET 2: 624 SOUTH GRAND AVENUE, SUITE 2900 CITY: LOS ANGELES STATE: CA ZIP: 90017-3782 FORMER COMPANY: FORMER CONFORMED NAME: SUBURBAN WATER SYSTEMS DATE OF NAME CHANGE: 19751202 4 1 edgardoc.xml PRIMARY DOCUMENT X0303 4 2010-04-19 0 0000092472 SOUTHWEST WATER CO SWWC 0001063320 HUENNEKENS DONOVAN D 624 SOUTH GRAND AVENUE, SUITE 2900 LOS ANGELES CA 90017 1 0 0 0 Common Stock 2010-04-19 4 M 0 7350 8.2449 A 129710 D Common Stock 750 I by Trust Non-Qualified Stock Option (right to buy) 8.2449 2010-04-19 4 M 0 7350 D 2010-05-09 Common Stock 7350 0 D Options vest 50% on the one year anniversary of date of grant and 50% on the two year anniversary of date of grant. Cash and hold exercise. No shares were sold to the street. By: Barbara Libutti, Attorney in Fact For: Donovan D Huennekens 2010-04-20 -----END PRIVACY-ENHANCED MESSAGE-----