-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HeildNnMiKenDH4PIWU8mzZGt8tHjHbVoWZcpmi5PD70clucJhjdsjkhFdPtpPZY 2VDTT67IjSlKvbzX80fF/Q== 0001063320-08-000001.txt : 20080422 0001063320-08-000001.hdr.sgml : 20080422 20080422170105 ACCESSION NUMBER: 0001063320-08-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080422 FILED AS OF DATE: 20080422 DATE AS OF CHANGE: 20080422 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HUENNEKENS DONOVAN D CENTRAL INDEX KEY: 0001063320 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08176 FILM NUMBER: 08769734 BUSINESS ADDRESS: BUSINESS PHONE: 626-915-1551 MAIL ADDRESS: STREET 1: HQT HOMES STREET 2: 13821 NEWPORT AVE STE 120 CITY: TUSTIN STATE: CA ZIP: 92780 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHWEST WATER CO CENTRAL INDEX KEY: 0000092472 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 951840947 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE WILSHIRE BUILDING STREET 2: 624 SOUTH GRAND AVENUE, SUITE 2900 CITY: LOS ANGELES STATE: CA ZIP: 90017-3782 BUSINESS PHONE: 213 929 1800 MAIL ADDRESS: STREET 1: ONE WILSHIRE BUILDING STREET 2: 624 SOUTH GRAND AVENUE, SUITE 2900 CITY: LOS ANGELES STATE: CA ZIP: 90017-3782 FORMER COMPANY: FORMER CONFORMED NAME: SUBURBAN WATER SYSTEMS DATE OF NAME CHANGE: 19751202 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2008-04-22 0 0000092472 SOUTHWEST WATER CO SWWC 0001063320 HUENNEKENS DONOVAN D HQT HOMES 13821 NEWPORT AVE STE 120 TUSTIN CA 92780 1 0 0 0 Common Stock 2008-04-22 4 M 0 8101 8.083 A 116226 D Common Stock 2008-04-22 4 M 0 4781 4.2451 A 121007 D Director Stock Option (Right to Buy) 8.083 2008-04-22 4 M 0 8101 8.083 A 2002-05-22 2008-05-23 Common Stock 8101 116226 D Director Stock Option (Right to Buy) 4.2451 2008-04-22 4 M 0 4781 4.2451 A 1999-05-28 2008-05-29 Common Stock 4781 121007 D On May 22, 2001 8,101 (dividend-adjusted) options were granted to Mr. Huennekens. Options vest 1/2 on each anniversary until they were fully vested on May 22, 2003. On May 28, 1998 4,781 (dividend-adjusted) options were granted to Mr. Huennekens. Options vest 1/2 on each anniversary until they were fully vested on May 28, 2000. Mr. & Mrs. Huennekens hold 121,007 shares of common stock as co-trustees of a revocable trust for their benefit. /s/ Tamika M. Galloway, Attorney-In-Fact 2008-04-22 -----END PRIVACY-ENHANCED MESSAGE-----