-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BNnnsFSMkbj4zKAEmbPJyd2fZ/N0gm6loM4/x91LpCKOfy9W7RLjap77VFfvTYGf a615fNbilj91huMxUjg0rw== 0000937852-08-000003.txt : 20081006 0000937852-08-000003.hdr.sgml : 20081006 20081006150654 ACCESSION NUMBER: 0000937852-08-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081002 FILED AS OF DATE: 20081006 DATE AS OF CHANGE: 20081006 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHWEST WATER CO CENTRAL INDEX KEY: 0000092472 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 951840947 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE WILSHIRE BUILDING STREET 2: 624 SOUTH GRAND AVENUE, SUITE 2900 CITY: LOS ANGELES STATE: CA ZIP: 90017-3782 BUSINESS PHONE: 213 929 1800 MAIL ADDRESS: STREET 1: ONE WILSHIRE BUILDING STREET 2: 624 SOUTH GRAND AVENUE, SUITE 2900 CITY: LOS ANGELES STATE: CA ZIP: 90017-3782 FORMER COMPANY: FORMER CONFORMED NAME: SUBURBAN WATER SYSTEMS DATE OF NAME CHANGE: 19751202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GARNIER ANTON C CENTRAL INDEX KEY: 0000937852 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08176 FILM NUMBER: 081109301 BUSINESS ADDRESS: STREET 1: 225 N BARRANCA AAVE SUITE 200 CITY: WEST COVINA STATE: CA ZIP: 91791 BUSINESS PHONE: 8189151551 MAIL ADDRESS: STREET 1: 225 N BARRANCA AVE SUITE 200 CITY: WEST COVINA STATE: CA ZIP: 91791 4 1 edgardoc.xml PRIMARY DOCUMENT X0303 4 2008-10-02 1 0000092472 SOUTHWEST WATER CO SWWC 0000937852 GARNIER ANTON C 137 SOUTH SAN RAFAEL PASADENA CA 91105 1 0 0 1 Vice Chairman Common Stock 2008-10-02 4 M 0 91162 4.9757 A 416896 D Common Stock 2008-10-02 4 F 0 37642 12.05 D 379254 D Common Stock 2008-10-02 4 F 0 23548 12.05 D 355706 D Non-Qualified Stock Option (right to buy) 4.9757 2008-10-02 4 M 0 91162 12.05 D 2009-02-05 Common Stock 91162 0 D Options vest 20% on each anniversary date of grant until fully vested 5 years from date of original grant. By: Ken Dix, Attorney in Fact For: Anton C Garnier 2008-10-06 -----END PRIVACY-ENHANCED MESSAGE-----