-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ky9XaTj0VhE1XoGiTt2audIEcSjVNA3vxNKimXqSg1n/ib+Q/5/qtr2vaC8OY43K D9FPsIKEFwp//80zIvZSbw== 0000937852-07-000014.txt : 20071102 0000937852-07-000014.hdr.sgml : 20071102 20071102144357 ACCESSION NUMBER: 0000937852-07-000014 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071101 FILED AS OF DATE: 20071102 DATE AS OF CHANGE: 20071102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHWEST WATER CO CENTRAL INDEX KEY: 0000092472 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 951840947 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE WILSHIRE BUILDING STREET 2: 624 SOUTH GRAND AVENUE, SUITE 2900 CITY: LOS ANGELES STATE: CA ZIP: 90017-3782 BUSINESS PHONE: 213 929 1800 MAIL ADDRESS: STREET 1: ONE WILSHIRE BUILDING STREET 2: 624 SOUTH GRAND AVENUE, SUITE 2900 CITY: LOS ANGELES STATE: CA ZIP: 90017-3782 FORMER COMPANY: FORMER CONFORMED NAME: SUBURBAN WATER SYSTEMS DATE OF NAME CHANGE: 19751202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GARNIER ANTON C CENTRAL INDEX KEY: 0000937852 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08176 FILM NUMBER: 071210069 BUSINESS ADDRESS: STREET 1: 225 N BARRANCA AAVE SUITE 200 CITY: WEST COVINA STATE: CA ZIP: 91791 BUSINESS PHONE: 8189151551 MAIL ADDRESS: STREET 1: 225 N BARRANCA AVE SUITE 200 CITY: WEST COVINA STATE: CA ZIP: 91791 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2007-11-01 0 0000092472 SOUTHWEST WATER CO SWWC 0000937852 GARNIER ANTON C 225 N BARRANCA AVE SUITE 200 WEST COVINA CA 91791 1 0 0 0 Common Stock 2007-11-01 4 S 0 2000 12.76 D 333692 D The sale reported on this Form 4 was pursuant to Rule 10b5-1, a trading plan adopted by Mr. Garnier on September 7, 2007. These shares are held in a joint trust for the benefit of the person's family: Anton C. Garnier TR UA 7/1/91 F/B/O The Anita and Anton Garnier Family Trust. /s/ Tamika M. Galloway, Attorney-in-Fact 2007-11-02 -----END PRIVACY-ENHANCED MESSAGE-----