-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TGzCm+zBwQ+39GciOHoVDyMmOkxKuDdQ1cZEDQ8NeUcmFalGzOgo0JQk2EWPHvW+ 6t87Ah7rhMBMU46iUI8dUQ== 0000937852-07-000011.txt : 20070918 0000937852-07-000011.hdr.sgml : 20070918 20070918153554 ACCESSION NUMBER: 0000937852-07-000011 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070917 FILED AS OF DATE: 20070918 DATE AS OF CHANGE: 20070918 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHWEST WATER CO CENTRAL INDEX KEY: 0000092472 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 951840947 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE WILSHIRE BUILDING STREET 2: 624 SOUTH GRAND AVENUE, SUITE 2900 CITY: LOS ANGELES STATE: CA ZIP: 90017-3782 BUSINESS PHONE: 213 929 1800 MAIL ADDRESS: STREET 1: ONE WILSHIRE BUILDING STREET 2: 624 SOUTH GRAND AVENUE, SUITE 2900 CITY: LOS ANGELES STATE: CA ZIP: 90017-3782 FORMER COMPANY: FORMER CONFORMED NAME: SUBURBAN WATER SYSTEMS DATE OF NAME CHANGE: 19751202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GARNIER ANTON C CENTRAL INDEX KEY: 0000937852 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08176 FILM NUMBER: 071122475 BUSINESS ADDRESS: STREET 1: 225 N BARRANCA AAVE SUITE 200 CITY: WEST COVINA STATE: CA ZIP: 91791 BUSINESS PHONE: 8189151551 MAIL ADDRESS: STREET 1: 225 N BARRANCA AVE SUITE 200 CITY: WEST COVINA STATE: CA ZIP: 91791 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2007-09-17 0 0000092472 SOUTHWEST WATER CO SWWC 0000937852 GARNIER ANTON C 225 N BARRANCA AVE SUITE 200 WEST COVINA CA 91791 1 0 0 0 Common Stock 2007-09-17 4 S 0 2000 13.37 D 339692 D The sale reported on this Form 4 was effected pursuant to rule 10b5-1, a trading plan adoptey by Mr. Garnier on November 21, 2006. These shares are held in a joint trust for the benefit of the person's family: Anton C. Garnier TR UA 7/1/91 F/B/O The Anita and Anton Garnier Family Trust. /s/ Tamika M. Galloway, Attorney-in-Fact 2007-09-18 -----END PRIVACY-ENHANCED MESSAGE-----