-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, D8tYi1eq/ULXcqjDEzW03Y9fIg6my4S0KtDvb+tjDwL6o2xAaIpzuS72F1t3PpRL P9Ut7HY46vHFfwfBxVHCVg== 0000092472-08-000010.txt : 20080131 0000092472-08-000010.hdr.sgml : 20080131 20080131183143 ACCESSION NUMBER: 0000092472-08-000010 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080129 FILED AS OF DATE: 20080131 DATE AS OF CHANGE: 20080131 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHWEST WATER CO CENTRAL INDEX KEY: 0000092472 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 951840947 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE WILSHIRE BUILDING STREET 2: 624 SOUTH GRAND AVENUE, SUITE 2900 CITY: LOS ANGELES STATE: CA ZIP: 90017-3782 BUSINESS PHONE: 213 929 1800 MAIL ADDRESS: STREET 1: ONE WILSHIRE BUILDING STREET 2: 624 SOUTH GRAND AVENUE, SUITE 2900 CITY: LOS ANGELES STATE: CA ZIP: 90017-3782 FORMER COMPANY: FORMER CONFORMED NAME: SUBURBAN WATER SYSTEMS DATE OF NAME CHANGE: 19751202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Swatek Mark CENTRAL INDEX KEY: 0001363411 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08176 FILM NUMBER: 08565669 BUSINESS ADDRESS: BUSINESS PHONE: 213-929-1800 MAIL ADDRESS: STREET 1: C/O SOUTHWEST WATER COMPANY STREET 2: 624 SOUTH GRAND AVENUE, SUITE 2900 CITY: LOS ANGELES STATE: CA ZIP: 90017 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2008-01-29 0 0000092472 SOUTHWEST WATER CO SWWC 0001363411 Swatek Mark C/O SOUTHWEST WATER COMPANY 624 SOUTH GRAND AVENUE, SUITE 2900 LOS ANGELES CA 90017 0 1 0 0 Chairman & CEO Employee Stock Option (Right to Buy) 11.28 2008-01-29 4 A 0 91923 0 A 2015-01-29 Common Stock 91923 91923 D These options are subject to accelerated vesting if specified targets are achieved. /s/ Tamika M. Galloway, Attorney-In-Fact 2008-01-31 -----END PRIVACY-ENHANCED MESSAGE-----