UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
_________________________________
FORM
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of Earliest Event Reported):
_____________________________
(Exact Name of Registrant as Specified in Charter) |
_____________________________
|
| |||
(State or Other Jurisdiction of Incorporation) |
| (Commission File Number) |
| (I.R.S. Employer Identification Number) |
(Address of principal executive offices)
(
(Registrant’s telephone number, including area code)
_____________________________
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) | |
|
|
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) | |
|
|
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) | |
|
|
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities Registered Pursuant to Section 12(b) of the Act:
Title of each class | Trading Symbol | Name of each exchange on which registered |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13 (a) of the Exchange Act. ☐
Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing.
On April 19, 2024, Smith-Midland Corporation (the “Company”) received a letter from Nasdaq indicating that it was not in compliance with Nasdaq Listing Rule 5250(c)(1), which requires the timely filing of all required periodic financial reports with the Securities and Exchange Commission. The required filing in question is the Company’s Annual Report in Form 10-K for the year ended December 31, 2023 (the “Form 10-K”). The delay in filing the Form 10-K is related to the Company requiring additional time to complete its financial reporting close process, as referenced in the recent filing of Form 12b-25. The Company expects to file the Form 10-K in the near future.
Item 9.01 Financial Statements and Exhibits.
(c) Exhibits
Exhibit No |
| Exhibit Description |
104 |
| Cover Page Interactive Data File (embedded within Inline XBRL document) |
2 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: April 25, 2024 |
|
|
|
| SMITH-MIDLAND CORPORATION |
| |
|
|
|
|
| By: | /s/ Stephanie Poe |
|
Stephanie Poe Chief Financial Officer |
|
3 |
Cover |
Apr. 19, 2024 |
---|---|
Cover [Abstract] | |
Entity Registrant Name | SMITH-MIDLAND CORPORATION |
Entity Central Index Key | 0000924719 |
Document Type | 8-K |
Amendment Flag | false |
Entity Emerging Growth Company | false |
Document Period End Date | Apr. 19, 2024 |
Entity File Number | 1-13752 |
Entity Incorporation State Country Code | DE |
Entity Tax Identification Number | 54-1727060 |
Entity Address Address Line 1 | P.O. Box 300 |
Entity Address Address Line 2 | 5119 Catlett Road |
Entity Address City Or Town | Midland |
Entity Address State Or Province | VA |
Entity Address Postal Zip Code | 22728 |
City Area Code | 540 |
Local Phone Number | 439-3266 |
Security 12b Title | Common Stock, $0.01 par value per share |
Trading Symbol | SMID |
Security Exchange Name | NASDAQ |
Written Communications | false |
Soliciting Material | false |
Pre Commencement Tender Offer | false |
Pre Commencement Issuer Tender Offer | false |
-8?20$3;8T.P6BP^0"X99K>]9!:G
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
'], X]GR];>_6)M/X@;4I3=)3+((HR1FY"MF3=IVY(5BLV>;^5KQ8T?W!$Y(19T,R7VNY MU->HQ [L^F/2LM-)2^E)36^F#/&3O?7_ U!+ 0(4 Q0 ( A.F5C&ZP=Q MB00 (,6 1 " 0 !S;6ED+3(P,C0P-#$Y+GAS9%!+ M 0(4 Q0 ( A.F5B(0\!_VP$ (L# 5 " ;@$ !S M;6ED+3(P,C0P-#$Y7V-A;"YX;6Q02P$"% ,4 " (3IE8S)1BGY," !$ M" %0 @ '&!@ &UL4$L! M A0#% @ "$Z96/&ACL\9%\X:RYH=&U02P4& 8 !@"$ 0 ;B, end