0001209191-23-055712.txt : 20231117 0001209191-23-055712.hdr.sgml : 20231117 20231117160719 ACCESSION NUMBER: 0001209191-23-055712 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231115 FILED AS OF DATE: 20231117 DATE AS OF CHANGE: 20231117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stich Joseph J. CENTRAL INDEX KEY: 0001487121 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23837 FILM NUMBER: 231418668 MAIL ADDRESS: STREET 1: 9924 WEST 74TH STREET CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SURMODICS INC CENTRAL INDEX KEY: 0000924717 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 411356149 STATE OF INCORPORATION: MN FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 9924 W 74TH ST CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 BUSINESS PHONE: 9525007000 MAIL ADDRESS: STREET 1: 9924 WEST 74TH ST CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 FORMER COMPANY: FORMER CONFORMED NAME: BSI CORP DATE OF NAME CHANGE: 19970506 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2023-11-15 0 0000924717 SURMODICS INC SRDX 0001487121 Stich Joseph J. 9924 WEST 74TH STREET EDEN PRAIRIE MN 55344 0 1 0 0 SVP HR and IVD 0 Common Stock 2023-11-15 4 M 0 17121 23.95 A 72433 D Common Stock 2023-11-15 4 F 0 14583 33.82 D 57850 D Employee Stock Option (right to buy) 23.95 2023-11-15 4 M 0 17121 0.00 D 2023-11-30 Common Stock 17121 0 D Includes 453 shares acquired through the Employee Stock Purchase Plan for the phase ending 2/28/23 and 462 shares acquired for the phase ending 8/31/23. Fully vested. /s/ John Manders on behalf of Joseph J. Stich 2023-11-17