0001209191-21-056609.txt : 20210917
0001209191-21-056609.hdr.sgml : 20210917
20210917160452
ACCESSION NUMBER: 0001209191-21-056609
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210915
FILED AS OF DATE: 20210917
DATE AS OF CHANGE: 20210917
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Maharaj Gary R
CENTRAL INDEX KEY: 0001508798
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23837
FILM NUMBER: 211260419
MAIL ADDRESS:
STREET 1: 9924 WEST 74TH STREET
CITY: EDEN PRAIRIE
STATE: MN
ZIP: 55344
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SURMODICS INC
CENTRAL INDEX KEY: 0000924717
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 411356149
STATE OF INCORPORATION: MN
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 9924 W 74TH ST
CITY: EDEN PRAIRIE
STATE: MN
ZIP: 55344
BUSINESS PHONE: 9525007000
MAIL ADDRESS:
STREET 1: 9924 WEST 74TH ST
CITY: EDEN PRAIRIE
STATE: MN
ZIP: 55344
FORMER COMPANY:
FORMER CONFORMED NAME: BSI CORP
DATE OF NAME CHANGE: 19970506
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-09-15
0
0000924717
SURMODICS INC
SRDX
0001508798
Maharaj Gary R
9924 WEST 74TH STREET
EDEN PRAIRIE
MN
55344
1
1
0
0
President & CEO
Common Stock
2021-09-15
4
S
0
1030
56.6824
D
163781
D
Common Stock
2021-09-15
4
S
0
4970
57.3393
D
158811
D
Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 30, 2021.
Reflects the weighted average price of 1,030 shares of common stock of Surmodics, Inc. sold by the reporting person in multiple transactions on September 15, 2021 with sale prices ranging from $56.13 to $57.12 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Includes 98 shares acquired through the Employee Stock Purchase Plan for the phase ending August 31, 2021.
Reflects the weighted average price of 4,970 shares of common stock of Surmodics, Inc. sold by the reporting person in multiple transactions on September 15, 2021 with sale prices ranging from $57.16 to $57.57 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
/s/ John Manders on behalf of Gary R. Maharaj
2021-09-17