0001209191-21-010801.txt : 20210216 0001209191-21-010801.hdr.sgml : 20210216 20210216165200 ACCESSION NUMBER: 0001209191-21-010801 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210211 FILED AS OF DATE: 20210216 DATE AS OF CHANGE: 20210216 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Maharaj Gary R CENTRAL INDEX KEY: 0001508798 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23837 FILM NUMBER: 21640111 MAIL ADDRESS: STREET 1: 9924 WEST 74TH STREET CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SURMODICS INC CENTRAL INDEX KEY: 0000924717 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 411356149 STATE OF INCORPORATION: MN FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 9924 W 74TH ST CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 BUSINESS PHONE: 9525007000 MAIL ADDRESS: STREET 1: 9924 WEST 74TH ST CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 FORMER COMPANY: FORMER CONFORMED NAME: BSI CORP DATE OF NAME CHANGE: 19970506 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-02-11 0 0000924717 SURMODICS INC SRDX 0001508798 Maharaj Gary R 9924 WEST 74TH STREET EDEN PRAIRIE MN 55344 1 1 0 0 President & CEO Common Stock 2021-02-11 4 M 0 10311 21.03 A 152453 D Common Stock 2021-02-11 4 M 0 27174 20.25 A 179627 D Common Stock 2021-02-11 4 M 0 44779 23.95 A 224406 D Common Stock 2021-02-11 4 F 0 56152 53.86 D 168254 D Employee Stock Option (right to buy) 21.03 2021-02-11 4 M 0 10311 0.00 D 2021-12-02 Common Stock 10311 0 D Employee Stock Option (right to buy) 20.25 2021-02-11 4 M 0 27174 0.00 D 2022-12-17 Common Stock 27174 0 D Employee Stock Option (right to buy) 23.95 2021-02-11 4 M 0 44779 0.00 D 2023-11-30 Common Stock 44779 0 D Fully vested. /s/ John Manders on behalf of Gary R. Maharaj 2021-02-16