0001209191-21-010798.txt : 20210216 0001209191-21-010798.hdr.sgml : 20210216 20210216165104 ACCESSION NUMBER: 0001209191-21-010798 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210211 FILED AS OF DATE: 20210216 DATE AS OF CHANGE: 20210216 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KNIGHT SUSAN E CENTRAL INDEX KEY: 0001183157 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23837 FILM NUMBER: 21640089 MAIL ADDRESS: STREET 1: 9154 BRECKENRIDGE LANE CITY: EDEN PRAIRIE STATE: MN ZIP: 55437 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SURMODICS INC CENTRAL INDEX KEY: 0000924717 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 411356149 STATE OF INCORPORATION: MN FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 9924 W 74TH ST CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 BUSINESS PHONE: 9525007000 MAIL ADDRESS: STREET 1: 9924 WEST 74TH ST CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 FORMER COMPANY: FORMER CONFORMED NAME: BSI CORP DATE OF NAME CHANGE: 19970506 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-02-11 0 0000924717 SURMODICS INC SRDX 0001183157 KNIGHT SUSAN E 9154 BRECKENRIDGE LANE EDEN PRAIRIE MN 55437 1 0 0 0 Common Stock 2021-02-11 4 A 0 1151 0.00 A 28714 D Stock Option (right to buy) 53.86 2021-02-11 4 A 0 3196 0.00 A 2028-02-11 Common Stock 3196 3196 D The amount beneficially owned includes 11,721 restricted stock units (RSUs) that vest on service-based vesting dates that will be settled in shares of the issuer's common stock on a 1 for 1 basis when the reporting person's service as a director ends. The stock options vest ratably on a monthly basis and become fully vested on February 11, 2022, the 12-month anniversary of the grant date. /s/ John Manders, on behalf of Susan E. Knight 2021-02-16