0001209191-21-010794.txt : 20210216
0001209191-21-010794.hdr.sgml : 20210216
20210216165019
ACCESSION NUMBER: 0001209191-21-010794
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210211
FILED AS OF DATE: 20210216
DATE AS OF CHANGE: 20210216
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KALICH RONALD B SR
CENTRAL INDEX KEY: 0001198349
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23837
FILM NUMBER: 21640067
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SURMODICS INC
CENTRAL INDEX KEY: 0000924717
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 411356149
STATE OF INCORPORATION: MN
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 9924 W 74TH ST
CITY: EDEN PRAIRIE
STATE: MN
ZIP: 55344
BUSINESS PHONE: 9525007000
MAIL ADDRESS:
STREET 1: 9924 WEST 74TH ST
CITY: EDEN PRAIRIE
STATE: MN
ZIP: 55344
FORMER COMPANY:
FORMER CONFORMED NAME: BSI CORP
DATE OF NAME CHANGE: 19970506
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-02-11
0
0000924717
SURMODICS INC
SRDX
0001198349
KALICH RONALD B SR
9924 WEST 74TH STREET
EDEN PRAIRIE
MN
55344
1
0
0
0
Common Stock
2021-02-11
4
A
0
1067
0.00
A
19406
D
Common Stock
2021-02-12
4
M
0
4098
26.46
A
23504
D
Common Stock
2021-02-12
4
F
0
1900
53.17
D
21604
D
Stock Option (right to buy)
53.86
2021-02-11
4
A
0
2964
0.00
A
2028-02-11
Common Stock
2964
2964
D
Stock Option (right to buy)
24.64
2021-02-12
4
M
0
4098
0.00
D
2021-02-17
Common Stock
4098
0
D
The amount beneficially owned includes 8,738 restricted stock units (RSUs) that vest on service-based vesting dates and 9,216 DSUs that are vested upon issuance, each of which will be settled in shares of the issuer's common stock on a 1 for 1 basis when the reporting person's service as a director ends.
The stock options vest ratably on a monthly basis and become fully vested on February 11, 2022, the 12-month anniversary of the grant date.
Fully vested.
/s/ John Manders, on behalf of Ronald B. Kalich
2021-02-16