0001209191-19-059071.txt : 20191204
0001209191-19-059071.hdr.sgml : 20191204
20191204163431
ACCESSION NUMBER: 0001209191-19-059071
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20191202
FILED AS OF DATE: 20191204
DATE AS OF CHANGE: 20191204
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Maharaj Gary R
CENTRAL INDEX KEY: 0001508798
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23837
FILM NUMBER: 191268525
MAIL ADDRESS:
STREET 1: 9924 WEST 74TH STREET
CITY: EDEN PRAIRIE
STATE: MN
ZIP: 55344
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SURMODICS INC
CENTRAL INDEX KEY: 0000924717
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 411356149
STATE OF INCORPORATION: MN
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 9924 W 74TH ST
CITY: EDEN PRAIRIE
STATE: MN
ZIP: 55344
BUSINESS PHONE: 9525007000
MAIL ADDRESS:
STREET 1: 9924 WEST 74TH ST
CITY: EDEN PRAIRIE
STATE: MN
ZIP: 55344
FORMER COMPANY:
FORMER CONFORMED NAME: BSI CORP
DATE OF NAME CHANGE: 19970506
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-12-02
0
0000924717
SURMODICS INC
SRDX
0001508798
Maharaj Gary R
9924 WEST 74TH STREET
EDEN PRAIRIE
MN
55344
1
1
0
0
President & CEO
Common Stock
2019-12-02
4
S
0
4270
40.3303
D
144317
D
Common Stock
2019-12-02
4
S
0
730
40.7437
D
143587
D
Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2019.
Reflects the weighted average price of 4,270 shares of common stock of Surmodics,Inc. sold by the reporting person in multiple transactions on December 2, 2019 with sale prices ranging from $39.725 to $40.67 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Reflects the weighted average price of 730 shares of common stock of Surmodics,Inc. sold by the reporting person in multiple transactions on December 2, 2019 with sale prices ranging from $40.725 to $40.88 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
/s/ Nicole Leimer on behalf of Gary R. Maharaj
2019-12-04
EX-24.4_882019
2
poa.txt
POA DOCUMENT
POWER OF ATTORNEY
I, Gary R. Maharaj, hereby authorize and designate each of John Manders,
Timothy Arens, Nicole J. Leimer, and Amra Hoso signing singly, as my true and
lawful attorney in fact to:
(1) execute for and on my behalf, in my capacity as an officer and/or
director of SurModics, Inc., a Minnesota corporation (the "Company"), the Forms
3, 4 and 5 and any other necessary forms in accordance with Section 16(a) of the
Securities Exchange Act of 1934 (the "Exchange Act") and the rules and
regulations promulgated thereunder;
(2) to file a Form ID on my behalf with the Securities and Exchange
Commission and to further do and perform any and all acts for and on my behalf
which may be necessary or desirable to complete and execute any such Forms 3, 4
or 5 and timely file such forms with the Securities and Exchange Commission, any
stock exchange or similar authority, and the NASDAQ Stock Market; and
(3) take any other action of any type whatsoever in connection with the
foregoing which, in the opinion of such attorney in fact, may be to my benefit,
in my best interest, or legally required of me, it being understood that the
statements executed by such attorney in fact on my behalf pursuant to this Power
of Attorney shall be in such form and shall contain such terms and conditions as
such attorney in fact may approve in such attorney in fact's discretion.
I hereby further grant to each such attorney in fact full power and authority
to do and perform any and every act and thing whatsoever requisite, necessary,
or proper to be done in the exercise of any of the rights and powers herein
granted, as fully to all intents and purposes as I might or could do if
personally present, with full power of substitutes or revocation, hereby
ratifying and confirming all that such attorney in fact, or such attorney in
fact's substitute or substitutes, shall lawfully do or cause to be done by
virtue of this Power of Attorney and the rights and powers herein granted. I
hereby acknowledge that the foregoing attorneys in fact, in serving in such
capacity at my request, are not assuming, nor is the Company assuming, any of my
responsibilities to comply with Section 16 of the Exchange Act.
This Power of Attorney shall remain in full force and effect until I am no
longer required to file Forms 3, 4 and 5 with respect to my holdings of and
transactions in securities issued by the Company, unless earlier revoked by me
in a signed writing delivered to the foregoing attorneys in fact.
Notwithstanding the foregoing, if any such attorney-in-fact hereafter ceases to
be either a partner or employee of Faegre Baker Daniels LLP, or an employee of
the Company, this Power of Attorney shall be automatically revoked solely as to
such individual, immediately upon such cessation, without any further action on
my part.
I hereby revoke all previous Powers of Attorney that have been granted by me
in connection with my reporting obligations under Section 16 of the Exchange Act
with respect to my holdings of and transactions in securities issued by the
Company.
IN WITNESS WHEREOF, I have caused this Power of Attorney to be duly executed
as of this 4th day of December, 2019.
/s/ Gary R. Maharaj