0001209191-18-060854.txt : 20181204 0001209191-18-060854.hdr.sgml : 20181204 20181204162038 ACCESSION NUMBER: 0001209191-18-060854 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181130 FILED AS OF DATE: 20181204 DATE AS OF CHANGE: 20181204 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Maharaj Gary R CENTRAL INDEX KEY: 0001508798 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23837 FILM NUMBER: 181217082 MAIL ADDRESS: STREET 1: 9924 WEST 74TH STREET CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SURMODICS INC CENTRAL INDEX KEY: 0000924717 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 411356149 STATE OF INCORPORATION: MN FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 9924 W 74TH ST CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 BUSINESS PHONE: 9525007000 MAIL ADDRESS: STREET 1: 9924 WEST 74TH ST CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 FORMER COMPANY: FORMER CONFORMED NAME: BSI CORP DATE OF NAME CHANGE: 19970506 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-11-30 0 0000924717 SURMODICS INC SRDX 0001508798 Maharaj Gary R 9924 WEST 74TH STREET EDEN PRAIRIE MN 55344 1 1 0 0 President & CEO Common Stock 2018-11-30 4 F 0 1079 60.59 D 184867 D Common Stock 2018-12-03 4 S 0 2547 58.8504 D 182320 D Common Stock 2018-12-03 4 S 0 1557 59.5725 D 180763 D Common Stock 2018-12-03 4 S 0 896 60.3786 D 179867 D Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 22, 2018. Reflects the weighted average price of 2,547 shares of common stock of Surmodics,Inc. sold by the reporting person in multiple transactions on December 3, 2018 with sale prices ranging from $58.21 to $59.17 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Reflects the weighted average price of 1,557 shares of common stock of Surmodics,Inc. sold by the reporting person in multiple transactions on December 3, 2018 with sale prices ranging from $59.205 to $60.16 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Reflects the weighted average price of 896 shares of common stock of Surmodics,Inc. sold by the reporting person in multiple transactions on December 3, 2018 with sale prices ranging from $60.24 to $60.68 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. /s/ Bryan K. Phillips on behalf of Gary R. Maharaj 2018-12-04