0001209191-18-060231.txt : 20181129 0001209191-18-060231.hdr.sgml : 20181129 20181129162305 ACCESSION NUMBER: 0001209191-18-060231 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181127 FILED AS OF DATE: 20181129 DATE AS OF CHANGE: 20181129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sutton Gregg S CENTRAL INDEX KEY: 0001304052 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23837 FILM NUMBER: 181208710 MAIL ADDRESS: STREET 1: 6464 SYCAMORE COURT NORTH CITY: MINNEAPOLIS STATE: MN ZIP: 55369 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SURMODICS INC CENTRAL INDEX KEY: 0000924717 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 411356149 STATE OF INCORPORATION: MN FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 9924 W 74TH ST CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 BUSINESS PHONE: 9525007000 MAIL ADDRESS: STREET 1: 9924 WEST 74TH ST CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 FORMER COMPANY: FORMER CONFORMED NAME: BSI CORP DATE OF NAME CHANGE: 19970506 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-11-27 0 0000924717 SURMODICS INC SRDX 0001304052 Sutton Gregg S 9924 WEST 74TH STREET EDEN PRAIRIE MN 55344 0 1 0 0 VP of Research and Development Common Stock 2018-11-27 4 A 0 2648 0.00 A 12562 D Common Stock 2018-11-27 4 A 0 9083 0.00 A 21645 D Common Stock 2018-11-27 4 F 0 4142 56.63 D 17503 D Common Stock 2018-11-28 4 F 0 687 60.06 D 16816 D Employee Stock Option (right to buy) 56.63 2018-11-27 4 A 0 12292 0.00 A 2025-11-27 Common Stock 12292 12292 D Includes 605 shares acquired through the Employee Stock Purchase Plan for the phase ending August 31, 2018. Shares issued in connection with the vesting of a performance share award under long-term incentive plan based on performance during three-year period ended September 30, 2018. Shares withheld to satisfy taxes incident to vesting of performance share award. The award vests in four equal installments on each of the first four anniversaries of the November 27, 2018 grant date. /s/ Bryan K. Phillips, on behalf of Gregg S. Sutton 2018-11-29