0001209191-18-058297.txt : 20181113 0001209191-18-058297.hdr.sgml : 20181113 20181113165110 ACCESSION NUMBER: 0001209191-18-058297 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181109 FILED AS OF DATE: 20181113 DATE AS OF CHANGE: 20181113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stich Joseph J. CENTRAL INDEX KEY: 0001487121 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23837 FILM NUMBER: 181178744 MAIL ADDRESS: STREET 1: 9924 WEST 74TH STREET CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SURMODICS INC CENTRAL INDEX KEY: 0000924717 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 411356149 STATE OF INCORPORATION: MN FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 9924 W 74TH ST CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 BUSINESS PHONE: 9525007000 MAIL ADDRESS: STREET 1: 9924 WEST 74TH ST CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 FORMER COMPANY: FORMER CONFORMED NAME: BSI CORP DATE OF NAME CHANGE: 19970506 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-11-09 0 0000924717 SURMODICS INC SRDX 0001487121 Stich Joseph J. 9924 WEST 74TH STREET EDEN PRAIRIE MN 55344 0 1 0 0 VP and GM, IVD Common Stock 2018-11-09 4 S 0 200 62.07 D 52008 D Common Stock 2018-11-09 4 S 0 1046 63.6076 D 50962 D Common Stock 2018-11-09 4 S 0 754 64.4499 D 50208 D Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 22, 2018. Includes 289 shares acquired through the Employee Stock Purchase Plan for the phase ending August 31, 2018. Reflects the weighted average price of 1,046 shares of common stock of Surmodics,Inc. sold by the reporting person in multiple transactions on November 9, 2018 with sale prices ranging from $63.18 to $64.00 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Reflects the weighted average price of 754 shares of common stock of Surmodics,Inc. sold by the reporting person in multiple transactions on November 9, 2018 with sale prices ranging from $64.32 to $64.995 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. /s/ Bryan K. Phillips, on behalf of Joseph J. Stich 2018-11-13