0001209191-18-048678.txt : 20180828 0001209191-18-048678.hdr.sgml : 20180828 20180828162020 ACCESSION NUMBER: 0001209191-18-048678 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180824 FILED AS OF DATE: 20180828 DATE AS OF CHANGE: 20180828 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Heine Lisa Wipperman CENTRAL INDEX KEY: 0001703985 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23837 FILM NUMBER: 181041862 MAIL ADDRESS: STREET 1: 1244 76TH STREET WEST CITY: INVER GROVE HEIGHTS STATE: MN ZIP: 55077 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SURMODICS INC CENTRAL INDEX KEY: 0000924717 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 411356149 STATE OF INCORPORATION: MN FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 9924 W 74TH ST CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 BUSINESS PHONE: 9525007000 MAIL ADDRESS: STREET 1: 9924 WEST 74TH ST CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 FORMER COMPANY: FORMER CONFORMED NAME: BSI CORP DATE OF NAME CHANGE: 19970506 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-08-24 0 0000924717 SURMODICS INC SRDX 0001703985 Heine Lisa Wipperman 9924 WEST 74TH STREET EDEN PRAIRIE MN 55344 1 0 0 0 Common Stock 2018-08-24 4 M 0 4104 23.50 A 7119 D Common Stock 2018-08-24 4 M 0 2635 27.30 A 9754 D Common Stock 2018-08-24 4 F 0 2272 74.15 D 7482 D Stock Option (right to buy) 23.50 2018-08-24 4 M 0 4104 0.00 D 2024-04-12 Common Stock 4104 0 D Stock Option (right to buy) 27.30 2018-08-24 4 M 0 2635 0.00 D 2025-02-20 Common Stock 2635 2640 D Fully vested. The Option will vest and become exercisable ratably on a monthly basis over the one-year period following the grant date. /s/ Bryan K. Phillips, on behalf of Lisa Wipperman Heine 2018-08-28