0001209191-18-037481.txt : 20180613
0001209191-18-037481.hdr.sgml : 20180613
20180613163755
ACCESSION NUMBER: 0001209191-18-037481
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180611
FILED AS OF DATE: 20180613
DATE AS OF CHANGE: 20180613
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: OLSON CHARLES W
CENTRAL INDEX KEY: 0001286125
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23837
FILM NUMBER: 18897121
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SURMODICS INC
CENTRAL INDEX KEY: 0000924717
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 411356149
STATE OF INCORPORATION: MN
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 9924 W 74TH ST
CITY: EDEN PRAIRIE
STATE: MN
ZIP: 55344
BUSINESS PHONE: 9525007000
MAIL ADDRESS:
STREET 1: 9924 WEST 74TH ST
CITY: EDEN PRAIRIE
STATE: MN
ZIP: 55344
FORMER COMPANY:
FORMER CONFORMED NAME: BSI CORP
DATE OF NAME CHANGE: 19970506
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-06-11
0
0000924717
SURMODICS INC
SRDX
0001286125
OLSON CHARLES W
9924 WEST 74TH STREET
EDEN PRAIRIE
MN
55344
0
1
0
0
Senior VP of Bus Dev, Med Dev
Common Stock
2018-06-11
4
M
0
4280
23.95
A
39955
D
Common Stock
2018-06-11
4
M
0
9963
20.25
A
49918
D
Common Stock
2018-06-11
4
F
0
9484
55.40
D
40434
D
Common Stock
2018-06-11
4
S
0
10000
55.002
D
30434
D
Common Stock
800
I
By IRA
Employee Stock Option (right to buy)
23.95
2018-06-11
4
M
0
4280
0.00
D
2023-11-30
Common Stock
4280
12841
D
Employee Stock Option (right to buy)
20.25
2018-06-11
4
M
0
9963
0.00
D
2022-12-17
Common Stock
9963
9964
D
The reporting person makes a payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3.
Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 22, 2018.
Reflects the weighted average price of 10,000 shares of common stock of Surmodics,Inc. sold by the reporting person in multiple transactions on June 11, 2018 with sale prices ranging from $55.00 to $55.05 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
The award vests in four equal installments on each of the first four anniversaries of the November 30, 2016 grant date.
The award vests in four equal installments on each of the first four anniversaries of the December 17, 2015 grant date.
/s/ Bryan K. Phillips, on behalf of Charles W. Olson
2018-06-13