0001209191-18-036051.txt : 20180606
0001209191-18-036051.hdr.sgml : 20180606
20180606162114
ACCESSION NUMBER: 0001209191-18-036051
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180521
FILED AS OF DATE: 20180606
DATE AS OF CHANGE: 20180606
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Stich Joseph J.
CENTRAL INDEX KEY: 0001487121
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23837
FILM NUMBER: 18884019
MAIL ADDRESS:
STREET 1: 9924 WEST 74TH STREET
CITY: EDEN PRAIRIE
STATE: MN
ZIP: 55344
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SURMODICS INC
CENTRAL INDEX KEY: 0000924717
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 411356149
STATE OF INCORPORATION: MN
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 9924 W 74TH ST
CITY: EDEN PRAIRIE
STATE: MN
ZIP: 55344
BUSINESS PHONE: 9525007000
MAIL ADDRESS:
STREET 1: 9924 WEST 74TH ST
CITY: EDEN PRAIRIE
STATE: MN
ZIP: 55344
FORMER COMPANY:
FORMER CONFORMED NAME: BSI CORP
DATE OF NAME CHANGE: 19970506
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-05-21
0
0000924717
SURMODICS INC
SRDX
0001487121
Stich Joseph J.
9924 WEST 74TH STREET
EDEN PRAIRIE
MN
55344
0
1
0
0
VP and GM, IVD
Common Stock
2018-05-21
5
G
0
E
2000
0.00
D
51554
D
Common Stock
2018-06-04
4
M
0
13266
20.37
A
64820
D
Common Stock
2018-06-04
4
F
0
8901
51.55
D
55919
D
Common Stock
2018-06-05
4
S
0
890
52.0039
D
55029
D
Common Stock
2018-06-05
4
S
0
1110
52.7941
D
53919
D
Employee Stock Option (right to buy)
20.37
2018-06-04
4
M
0
13266
0.00
D
2019-12-12
Common Stock
13266
0
D
The reporting person makes a payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3.
Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 22, 2018.
Reflects the weighted average price of 890 shares of common stock of Surmodics,Inc. sold by the reporting person in multiple transactions on June 5, 2018 with sale prices ranging from $51.55 to $52.40 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Reflects the weighted average price of 1,110 shares of common stock of Surmodics,Inc. sold by the reporting person in multiple transactions on June 5, 2018 with sale prices ranging from $52.65 to $53.05 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Fully vested.
/s/ Bryan K. Phillips, on behalf of Joseph J. Stich
2018-06-06