0001209191-18-032634.txt : 20180523 0001209191-18-032634.hdr.sgml : 20180523 20180523164814 ACCESSION NUMBER: 0001209191-18-032634 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180521 FILED AS OF DATE: 20180523 DATE AS OF CHANGE: 20180523 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BEDOYA JOSE H CENTRAL INDEX KEY: 0001207430 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23837 FILM NUMBER: 18855605 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SURMODICS INC CENTRAL INDEX KEY: 0000924717 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 411356149 STATE OF INCORPORATION: MN FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 9924 W 74TH ST CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 BUSINESS PHONE: 9525007000 MAIL ADDRESS: STREET 1: 9924 WEST 74TH ST CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 FORMER COMPANY: FORMER CONFORMED NAME: BSI CORP DATE OF NAME CHANGE: 19970506 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-05-21 0 0000924717 SURMODICS INC SRDX 0001207430 BEDOYA JOSE H 604 10TH STREET BOULDER CO 80302 1 0 0 0 Common Stock 2018-05-21 4 M 0 11450 12.40 A 30889 D Common Stock 2018-05-21 4 S 0 11450 48.1737 D 19439 D Stock Option (right to buy) 12.40 2018-05-21 4 M 0 11450 0.00 D 2018-11-30 Common Stock 11450 0 D Reflects the weighted average price of 11,450 shares of common stock of Surmodics,Inc. sold by the reporting person in multiple transactions on May 21, 2018 with sale prices ranging from $47.80 to $48.50 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. The amount beneficially owned includes 8,684 restricted stock units (RSUs) that vest on service-based vesting dates and 8,430 DSUs that are vested upon issuance, each of which will be settled in shares of the issuer's common stock on a 1 for 1 basis when the reporting person's service as a director ends. Fully vested. /s/ Bryan K. Phillips, on behalf of Jose H. Bedoya 2018-05-23