0001209191-18-030045.txt : 20180514 0001209191-18-030045.hdr.sgml : 20180514 20180514190657 ACCESSION NUMBER: 0001209191-18-030045 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180510 FILED AS OF DATE: 20180514 DATE AS OF CHANGE: 20180514 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Maharaj Gary R CENTRAL INDEX KEY: 0001508798 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23837 FILM NUMBER: 18832560 MAIL ADDRESS: STREET 1: 9924 WEST 74TH STREET CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SURMODICS INC CENTRAL INDEX KEY: 0000924717 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 411356149 STATE OF INCORPORATION: MN FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 9924 W 74TH ST CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 BUSINESS PHONE: 9525007000 MAIL ADDRESS: STREET 1: 9924 WEST 74TH ST CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 FORMER COMPANY: FORMER CONFORMED NAME: BSI CORP DATE OF NAME CHANGE: 19970506 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-05-10 0 0000924717 SURMODICS INC SRDX 0001508798 Maharaj Gary R 9924 WEST 74TH STREET EDEN PRAIRIE MN 55344 1 1 0 0 President & CEO Common Stock 2018-05-10 4 M 0 30932 21.03 A 198490 D Common Stock 2018-05-10 4 M 0 27173 20.25 A 225663 D Common Stock 2018-05-10 4 F 0 41077 44.80 D 184586 D Employee Stock Option (right to buy) 21.03 2018-05-10 4 M 0 30932 0.00 D 2021-12-02 Common Stock 30932 10311 D Employee Stock Option (right to buy) 20.25 2018-05-10 4 M 0 27173 0.00 D 2022-12-17 Common Stock 27173 27174 D The award vests in four equal installments on each of the first four anniversaries of the December 2, 2014 grant date. The award vests in four equal installments on each of the first four anniversaries of the December 17, 2015 grant date. /s/ Bryan K. Phillips, on behalf of Gary R. Maharaj 2018-05-14