0001209191-18-024738.txt : 20180412 0001209191-18-024738.hdr.sgml : 20180412 20180412162322 ACCESSION NUMBER: 0001209191-18-024738 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180410 FILED AS OF DATE: 20180412 DATE AS OF CHANGE: 20180412 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Phillips Bryan K CENTRAL INDEX KEY: 0001412895 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23837 FILM NUMBER: 18752330 MAIL ADDRESS: STREET 1: 9924 WEST 74TH STREET CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SURMODICS INC CENTRAL INDEX KEY: 0000924717 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 411356149 STATE OF INCORPORATION: MN FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 9924 W 74TH ST CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 BUSINESS PHONE: 9525007000 MAIL ADDRESS: STREET 1: 9924 WEST 74TH ST CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 FORMER COMPANY: FORMER CONFORMED NAME: BSI CORP DATE OF NAME CHANGE: 19970506 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-04-10 0 0000924717 SURMODICS INC SRDX 0001412895 Phillips Bryan K 9924 WEST 74TH STREET EDEN PRAIRIE MN 55344 0 1 0 0 SVP, Gen Counsel & Secretary Common Stock 2018-04-10 4 M 0 5367 12.40 A 42036 D Common Stock 2018-04-10 4 M 0 13266 20.37 A 55302 D Common Stock 2018-04-10 4 F 0 13415 37.75 D 41887 D Employee Stock Option (right to buy) 12.40 2018-04-10 4 M 0 5367 0.00 D 2018-11-30 Common Stock 5367 0 D Employee Stock Option (right to buy) 20.37 2018-04-10 4 M 0 13266 0.00 D 2019-12-12 Common Stock 13266 0 D Fully vested. /s/ Bryan K. Phillips 2018-04-12