0001209191-18-022348.txt : 20180402 0001209191-18-022348.hdr.sgml : 20180402 20180402155831 ACCESSION NUMBER: 0001209191-18-022348 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180329 FILED AS OF DATE: 20180402 DATE AS OF CHANGE: 20180402 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KNIGHT SUSAN E CENTRAL INDEX KEY: 0001183157 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23837 FILM NUMBER: 18728799 MAIL ADDRESS: STREET 1: 9154 BRECKENRIDGE LANE CITY: EDEN PRAIRIE STATE: MN ZIP: 55437 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SURMODICS INC CENTRAL INDEX KEY: 0000924717 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 411356149 STATE OF INCORPORATION: MN FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 9924 W 74TH ST CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 BUSINESS PHONE: 9525007000 MAIL ADDRESS: STREET 1: 9924 WEST 74TH ST CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 FORMER COMPANY: FORMER CONFORMED NAME: BSI CORP DATE OF NAME CHANGE: 19970506 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-03-29 0 0000924717 SURMODICS INC SRDX 0001183157 KNIGHT SUSAN E 9154 BRECKENRIDGE LANE EDEN PRAIRIE MN 55437 1 0 0 0 Common Stock 2018-03-29 4 M 0 11450 12.40 A 29460 D Common Stock 2018-03-29 4 F 0 3732 38.05 D 25728 D Employee Stock Option (right to buy) 12.40 2018-03-29 4 M 0 11450 0.00 D 2018-11-30 Common Stock 11450 0 D The amount beneficially owned includes 9,371 restricted stock units (RSUs) that vest on service-based vesting dates that will be settled in shares of the issuer's common stock on a 1 for 1 basis when the reporting person's service as a director ends. Fully vested. /s/ Bryan K. Phillips, on behalf of Susan E. Knight 2018-04-02