0001209191-18-021887.txt : 20180328 0001209191-18-021887.hdr.sgml : 20180328 20180328154130 ACCESSION NUMBER: 0001209191-18-021887 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180326 FILED AS OF DATE: 20180328 DATE AS OF CHANGE: 20180328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Maharaj Gary R CENTRAL INDEX KEY: 0001508798 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23837 FILM NUMBER: 18718462 MAIL ADDRESS: STREET 1: 9924 WEST 74TH STREET CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SURMODICS INC CENTRAL INDEX KEY: 0000924717 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 411356149 STATE OF INCORPORATION: MN FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 9924 W 74TH ST CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 BUSINESS PHONE: 9525007000 MAIL ADDRESS: STREET 1: 9924 WEST 74TH ST CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 FORMER COMPANY: FORMER CONFORMED NAME: BSI CORP DATE OF NAME CHANGE: 19970506 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-03-26 0 0000924717 SURMODICS INC SRDX 0001508798 Maharaj Gary R 9924 WEST 74TH STREET EDEN PRAIRIE MN 55344 1 1 0 0 President & CEO Common Stock 2018-03-26 4 M 0 38325 20.37 A 187872 D Common Stock 2018-03-26 4 M 0 36434 22.58 A 224306 D Common Stock 2018-03-26 4 F 0 56748 38.50 D 167558 D Employee Stock Option (right to buy) 20.37 2018-03-26 4 M 0 38325 0.00 D 2019-12-12 Common Stock 38325 0 D Employee Stock Option (right to buy) 22.58 2018-03-26 4 M 0 36434 0.00 D 2020-11-18 Common Stock 36434 0 D Includes a total of 405 shares acquired through the Employee Stock Purchase Plan for the phase ending February 28, 2018. Fully vested. /s/ Bryan K. Phillips, on behalf of Gary R. Maharaj 2018-03-28