0001209191-17-063126.txt : 20171130 0001209191-17-063126.hdr.sgml : 20171130 20171130203030 ACCESSION NUMBER: 0001209191-17-063126 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171128 FILED AS OF DATE: 20171130 DATE AS OF CHANGE: 20171130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sutton Gregg S CENTRAL INDEX KEY: 0001304052 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23837 FILM NUMBER: 171232485 MAIL ADDRESS: STREET 1: 6464 SYCAMORE COURT NORTH CITY: MINNEAPOLIS STATE: MN ZIP: 55369 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SURMODICS INC CENTRAL INDEX KEY: 0000924717 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 411356149 STATE OF INCORPORATION: MN FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 9924 W 74TH ST CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 BUSINESS PHONE: 9525007000 MAIL ADDRESS: STREET 1: 9924 WEST 74TH ST CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 FORMER COMPANY: FORMER CONFORMED NAME: BSI CORP DATE OF NAME CHANGE: 19970506 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-11-28 0 0000924717 SURMODICS INC SRDX 0001304052 Sutton Gregg S 9924 WEST 74TH STREET EDEN PRAIRIE MN 55344 0 1 0 0 VP of Research and Development Common Stock 2017-11-28 4 A 0 4518 0.00 A 9248 D Common Stock 2017-11-30 4 F 0 436 33.10 D 8812 D Employee Stock Option (right to buy) 33.20 2017-11-28 4 A 0 21285 0.00 A 2024-11-28 Common Stock 21285 21285 D Includes 1,253 shares acquired through the Employee Stock Purchase Plan for the phase ending February 28, 2017 and August 31, 2017. The award vests in four equal installments on each of the first four anniversaries of the November 28, 2017 grant date. /s/ Bryan K. Phillips, attorney-in-fact for Gregg S. Sutton 2017-11-30