0001209191-16-154809.txt : 20161212 0001209191-16-154809.hdr.sgml : 20161212 20161212212024 ACCESSION NUMBER: 0001209191-16-154809 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161208 FILED AS OF DATE: 20161212 DATE AS OF CHANGE: 20161212 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SURMODICS INC CENTRAL INDEX KEY: 0000924717 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 411356149 STATE OF INCORPORATION: MN FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 9924 W 74TH ST CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 BUSINESS PHONE: 9525007000 MAIL ADDRESS: STREET 1: 9924 WEST 74TH ST CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 FORMER COMPANY: FORMER CONFORMED NAME: BSI CORP DATE OF NAME CHANGE: 19970506 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OLSON CHARLES W CENTRAL INDEX KEY: 0001286125 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23837 FILM NUMBER: 162047485 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-12-08 0 0000924717 SURMODICS INC SRDX 0001286125 OLSON CHARLES W 9924 WEST 74TH STREET EDEN PRAIRIE MN 55344 0 1 0 0 Senior VP & GM, Med Dev Common Stock 2016-12-08 4 S 0 3699 26.0187 D 28587 D Common Stock 800 I By IRA Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 31, 2016 and amended on November 22, 2016. Reflects the weighted average price of 3,699 shares of common stock of Surmodics,Inc. sold by the reporting person in multiple transactions on December 8, 2016 with sale prices ranging from $26 to $26.075 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. /s/ Bryan K. Phillips, on behalf of Charles W. Olson 2016-12-12