0001209191-16-140597.txt : 20160908 0001209191-16-140597.hdr.sgml : 20160908 20160908171935 ACCESSION NUMBER: 0001209191-16-140597 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160906 FILED AS OF DATE: 20160908 DATE AS OF CHANGE: 20160908 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SURMODICS INC CENTRAL INDEX KEY: 0000924717 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 411356149 STATE OF INCORPORATION: MN FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 9924 W 74TH ST CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 BUSINESS PHONE: 9525007000 MAIL ADDRESS: STREET 1: 9924 WEST 74TH ST CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 FORMER COMPANY: FORMER CONFORMED NAME: BSI CORP DATE OF NAME CHANGE: 19970506 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stich Joseph J. CENTRAL INDEX KEY: 0001487121 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23837 FILM NUMBER: 161877131 MAIL ADDRESS: STREET 1: 9924 WEST 74TH STREET CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-09-06 0 0000924717 SURMODICS INC SRDX 0001487121 Stich Joseph J. 9924 WEST 74TH STREET EDEN PRAIRIE MN 55344 0 1 0 0 VP, Bus Ops & GM, IVD Common Stock 2016-09-06 4 S 0 1000 28.741 D 38121 D Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 27, 2016. Reflects the weighted average price of 1,000 shares of common stock of Surmodics,Inc. sold by the reporting person in multiple transactions on September 6, 2016 with sale prices ranging from $28.53 to $29.20 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Includes 400 shares acquired through the Employee Stock Purchase Plan for phase ending 8/31/16. /s/ Bryan K. Phillips, on behalf of Joseph J. Stich 2016-09-08