0001209191-16-137786.txt : 20160818 0001209191-16-137786.hdr.sgml : 20160818 20160818164948 ACCESSION NUMBER: 0001209191-16-137786 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160816 FILED AS OF DATE: 20160818 DATE AS OF CHANGE: 20160818 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SURMODICS INC CENTRAL INDEX KEY: 0000924717 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 411356149 STATE OF INCORPORATION: MN FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 9924 W 74TH ST CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 BUSINESS PHONE: 9525007000 MAIL ADDRESS: STREET 1: 9924 WEST 74TH ST CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 FORMER COMPANY: FORMER CONFORMED NAME: BSI CORP DATE OF NAME CHANGE: 19970506 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OLSON CHARLES W CENTRAL INDEX KEY: 0001286125 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23837 FILM NUMBER: 161841366 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-08-16 0 0000924717 SURMODICS INC SRDX 0001286125 OLSON CHARLES W 9924 WEST 74TH STREET EDEN PRAIRIE MN 55344 0 1 0 0 Senior VP & GM, Med Dev Common Stock 2016-08-16 4 S 0 4383 29.1759 D 33098 D Common Stock 2016-08-16 4 S 0 1528 29.0195 D 31570 D Common Stock 2016-08-17 4 S 0 1000 29.00 D 30570 D Common Stock 2016-08-17 4 S 0 2000 28.6485 D 28570 D Common Stock 2016-08-17 4 S 0 1025 28.6713 D 27545 D Common Stock 800 I By IRA Reflects the weighted average price of 4,383 shares of common stock of Surmodics,Inc. sold by the reporting person in multiple transactions on August 16, 2016 with sale prices ranging from $29.10 to $29.39 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Reflects the weighted average price of 1,528 shares of common stock of Surmodics,Inc. sold by the reporting person in multiple transactions on August 16, 2016 with sale prices ranging from $29.00 to $29.043 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Reflects the weighted average price of 2,000 shares of common stock of Surmodics,Inc. sold by the reporting person in multiple transactions on August 17, 2016 with sale prices ranging from $28.55 to $29.02 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Reflects the weighted average price of 1,025 shares of common stock of Surmodics,Inc. sold by the reporting person in multiple transactions on August 17, 2016 with sale prices ranging from $28.51 to $28.75 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. /s/ Bryan K. Phillips, on behalf of Charles W. Olson 2016-08-18