0001209191-16-121353.txt : 20160518
0001209191-16-121353.hdr.sgml : 20160518
20160518171615
ACCESSION NUMBER: 0001209191-16-121353
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160516
FILED AS OF DATE: 20160518
DATE AS OF CHANGE: 20160518
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SURMODICS INC
CENTRAL INDEX KEY: 0000924717
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 411356149
STATE OF INCORPORATION: MN
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 9924 W 74TH ST
CITY: EDEN PRAIRIE
STATE: MN
ZIP: 55344
BUSINESS PHONE: 9525007000
MAIL ADDRESS:
STREET 1: 9924 WEST 74TH ST
CITY: EDEN PRAIRIE
STATE: MN
ZIP: 55344
FORMER COMPANY:
FORMER CONFORMED NAME: BSI CORP
DATE OF NAME CHANGE: 19970506
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KNIGHT SUSAN E
CENTRAL INDEX KEY: 0001183157
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23837
FILM NUMBER: 161661224
MAIL ADDRESS:
STREET 1: 9154 BRECKENRIDGE LANE
CITY: EDEN PRAIRIE
STATE: MN
ZIP: 55437
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-05-16
0
0000924717
SURMODICS INC
SRDX
0001183157
KNIGHT SUSAN E
9154 BRECKENRIDGE LANE
EDEN PRAIRIE
MN
55437
1
0
0
0
Common Stock
2016-05-16
4
M
0
16528
9.25
A
24221
D
Common Stock
2016-05-16
4
F
0
6750
22.65
D
17471
D
Stock Option (right to buy)
9.25
2016-05-16
4
M
0
16528
0.00
D
2017-11-30
Common Stock
16528
0
D
The amount beneficially owned includes 5,693 restricted stock units (RSUs) that vest on service-based vesting dates that will be settled in shares of the issuer's common stock on a 1 for 1 basis when the reporting persons' service as a director ends.
Fully vested.
/s/ Bryan K. Phillips, on behalf of Susan E. Knight
2016-05-18