0001209191-15-046667.txt : 20150526
0001209191-15-046667.hdr.sgml : 20150525
20150526161913
ACCESSION NUMBER: 0001209191-15-046667
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150521
FILED AS OF DATE: 20150526
DATE AS OF CHANGE: 20150526
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SURMODICS INC
CENTRAL INDEX KEY: 0000924717
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 411356149
STATE OF INCORPORATION: MN
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 9924 W 74TH ST
CITY: EDEN PRAIRIE
STATE: MN
ZIP: 55344
BUSINESS PHONE: 9525007000
MAIL ADDRESS:
STREET 1: 9924 WEST 74TH ST
CITY: EDEN PRAIRIE
STATE: MN
ZIP: 55344
FORMER COMPANY:
FORMER CONFORMED NAME: BSI CORP
DATE OF NAME CHANGE: 19970506
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Phillips Bryan K
CENTRAL INDEX KEY: 0001412895
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23837
FILM NUMBER: 15889639
MAIL ADDRESS:
STREET 1: 9924 WEST 74TH STREET
CITY: EDEN PRAIRIE
STATE: MN
ZIP: 55344
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-05-21
0
0000924717
SURMODICS INC
SRDX
0001412895
Phillips Bryan K
9924 WEST 74TH STREET
EDEN PRAIRIE
MN
55344
0
1
0
0
SVP, Gen Counsel & Secretary
Common Stock
2015-05-21
4
M
0
7748
9.25
A
33435
D
Common Stock
2015-05-21
4
M
0
5367
12.40
A
38802
D
Common Stock
2015-05-21
4
F
0
7984
25.94
D
30818
D
Common Stock
2015-05-22
4
S
0
7293
25.2494
D
23525
D
Employee Stock Option (right to buy)
9.25
2015-05-21
4
M
0
7748
0.00
D
2017-11-30
Common Stock
7748
0
D
Employee Stock Option (right to buy)
12.40
2015-05-21
4
M
0
5367
0.00
D
2018-11-30
Common Stock
5367
5367
D
The reporting person makes a payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3.
Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 8, 2015.
Reflects the weighted average price of 7,293 shares of common stock of Surmodics,Inc. sold by the reporting person in multiple transactions on May 22, 2015 with sale prices ranging from $24.92 to $25.81 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Fully vested.
The award vests in four equal installments of each of the first four anniversaries of the November 30, 2011 grant date.
/s/ Bryan K. Phillips
2015-05-26