0001209191-15-046667.txt : 20150526 0001209191-15-046667.hdr.sgml : 20150525 20150526161913 ACCESSION NUMBER: 0001209191-15-046667 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150521 FILED AS OF DATE: 20150526 DATE AS OF CHANGE: 20150526 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SURMODICS INC CENTRAL INDEX KEY: 0000924717 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 411356149 STATE OF INCORPORATION: MN FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 9924 W 74TH ST CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 BUSINESS PHONE: 9525007000 MAIL ADDRESS: STREET 1: 9924 WEST 74TH ST CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 FORMER COMPANY: FORMER CONFORMED NAME: BSI CORP DATE OF NAME CHANGE: 19970506 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Phillips Bryan K CENTRAL INDEX KEY: 0001412895 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23837 FILM NUMBER: 15889639 MAIL ADDRESS: STREET 1: 9924 WEST 74TH STREET CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-05-21 0 0000924717 SURMODICS INC SRDX 0001412895 Phillips Bryan K 9924 WEST 74TH STREET EDEN PRAIRIE MN 55344 0 1 0 0 SVP, Gen Counsel & Secretary Common Stock 2015-05-21 4 M 0 7748 9.25 A 33435 D Common Stock 2015-05-21 4 M 0 5367 12.40 A 38802 D Common Stock 2015-05-21 4 F 0 7984 25.94 D 30818 D Common Stock 2015-05-22 4 S 0 7293 25.2494 D 23525 D Employee Stock Option (right to buy) 9.25 2015-05-21 4 M 0 7748 0.00 D 2017-11-30 Common Stock 7748 0 D Employee Stock Option (right to buy) 12.40 2015-05-21 4 M 0 5367 0.00 D 2018-11-30 Common Stock 5367 5367 D The reporting person makes a payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 8, 2015. Reflects the weighted average price of 7,293 shares of common stock of Surmodics,Inc. sold by the reporting person in multiple transactions on May 22, 2015 with sale prices ranging from $24.92 to $25.81 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Fully vested. The award vests in four equal installments of each of the first four anniversaries of the November 30, 2011 grant date. /s/ Bryan K. Phillips 2015-05-26