0001209191-14-026423.txt : 20140408 0001209191-14-026423.hdr.sgml : 20140408 20140408164327 ACCESSION NUMBER: 0001209191-14-026423 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140404 FILED AS OF DATE: 20140408 DATE AS OF CHANGE: 20140408 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SURMODICS INC CENTRAL INDEX KEY: 0000924717 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 411356149 STATE OF INCORPORATION: MN FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 9924 W 74TH ST CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 BUSINESS PHONE: 6128292700 MAIL ADDRESS: STREET 1: 9924 WEST 74TH ST CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 FORMER COMPANY: FORMER CONFORMED NAME: BSI CORP DATE OF NAME CHANGE: 19970506 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FISCHER GERALD B CENTRAL INDEX KEY: 0001207429 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23837 FILM NUMBER: 14751486 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-04-04 0 0000924717 SURMODICS INC SRDX 0001207429 FISCHER GERALD B 3004 TONKAHA DRIVE WAYZATA MN 55391 1 0 0 0 Common Stock 2014-04-04 4 M 0 7000 21.82 A 20750 D Common Stock 2014-04-04 4 F 0 6600 23.14 D 14150 D Stock Option (right to buy) 21.82 2014-04-04 4 M 0 7000 0.00 D 2014-05-17 Common Stock 7000 0 D The amount beneficially owned includes vested and unvested RSUs that will be settled in shares of the issuer's common stock upon the reporting person's termination of service as a director of the issuer. The reporting person makes a payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. Fully vested. /s/ Bryan K. Phillips, on behalf of Gerald B. Fischer 2014-04-08