0001209191-14-011914.txt : 20140219 0001209191-14-011914.hdr.sgml : 20140219 20140219172816 ACCESSION NUMBER: 0001209191-14-011914 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140217 FILED AS OF DATE: 20140219 DATE AS OF CHANGE: 20140219 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SURMODICS INC CENTRAL INDEX KEY: 0000924717 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 411356149 STATE OF INCORPORATION: MN FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 9924 W 74TH ST CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 BUSINESS PHONE: 6128292700 MAIL ADDRESS: STREET 1: 9924 WEST 74TH ST CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 FORMER COMPANY: FORMER CONFORMED NAME: BSI CORP DATE OF NAME CHANGE: 19970506 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KALICH RONALD B SR CENTRAL INDEX KEY: 0001198349 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23837 FILM NUMBER: 14626881 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-02-17 0 0000924717 SURMODICS INC SRDX 0001198349 KALICH RONALD B SR 9924 WEST 74TH STREET EDEN PRAIRIE MN 55344 1 0 0 0 Common Stock 2014-02-17 4 A 0 1217 0.00 A 1217 D Stock Option (right to buy) 24.64 2014-02-17 4 A 0 4098 0.00 A 2021-02-17 Common Stock 4098 4098 D This reflects unvested RSUs that will be settled in shares of the issuer's common stock at a future service-based vesting date. The award vests on the first anniversary of the February 17, 2014 grant date. /s/ Andrew V. Tran on behalf of Ronald B. Kalich 2014-02-19