0001209191-13-027096.txt : 20130517
0001209191-13-027096.hdr.sgml : 20130517
20130517114554
ACCESSION NUMBER: 0001209191-13-027096
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130515
FILED AS OF DATE: 20130517
DATE AS OF CHANGE: 20130517
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lehman Mark A.
CENTRAL INDEX KEY: 0001435723
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23837
FILM NUMBER: 13853850
MAIL ADDRESS:
STREET 1: 9924 WEST 74TH STREET
CITY: EDEN PRAIRIE
STATE: MN
ZIP: 55344
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SURMODICS INC
CENTRAL INDEX KEY: 0000924717
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 411356149
STATE OF INCORPORATION: MN
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 9924 W 74TH ST
CITY: EDEN PRAIRIE
STATE: MN
ZIP: 55344
BUSINESS PHONE: 6128292700
MAIL ADDRESS:
STREET 1: 9924 WEST 74TH ST
CITY: EDEN PRAIRIE
STATE: MN
ZIP: 55344
FORMER COMPANY:
FORMER CONFORMED NAME: BSI CORP
DATE OF NAME CHANGE: 19970506
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2013-05-15
0
0000924717
SURMODICS INC
SRDX
0001435723
Lehman Mark A.
9924 WEST 74TH STREET
EDEN PRAIRIE
MN
55344
0
1
0
0
Corporate Controller
Common Stock
2013-05-15
4
M
0
500
12.68
A
6171
D
Common Stock
2013-05-15
4
M
0
1193
12.40
A
7364
D
Common Stock
2013-05-15
4
S
0
1693
26.55
D
5671
D
Stock Option (Right to Buy)
12.68
2013-05-15
4
M
0
500
0.00
D
2018-02-07
Common Stock
1000
500
D
Stock Option (Right to Buy)
12.40
2013-05-15
4
M
0
1193
0.00
D
2018-11-30
Common Stock
4770
3577
D
Includes a total of 78 shares acquired through the Employee Stock Purchase Plan for the phase ended 02/28/2013.
Exercisable in annual increments of 25%, commencing 02/07/2012.
The award vests in four equal installments on each of the first four anniversaries of the November 30, 2011 grant date.
/s/ Alyn Bedford, on behalf of Mark A. Lehman
2013-05-17